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Sec. General. Whistleblower status and retaliation protections. Payment of award. Other definitions. Amount of award. Criteria for determining amount of award. Confidentiality of submissions. Eligibility. Procedures for submitting original information. Procedures for making a claim for a whistleblower award in SEC actions that result in monetary sanctions in excess of $1,000,000 Procedures for determining awards based upon a related action. Materials that may be used as the basis for an award determination and that may comprise the record on appeal. Appeals. Procedures applicable to the payment of awards. No amnesty. Awards to whistleblowers who engage in culpable conduct. Staff communications with whistleblowers. ** General. Section 21F of the Securities Exchange Act of 1934 ( Exchange Act ) (15 78u-6), entitled Securities Whistleblower Incentives and Protection, requires the Securities and Exchange Commission ( Commission ) to pay awards, subject to certain limitations and conditions, to whistleblowers who provide the Commission with original information about violations of the federal securities laws.
§ 240.21F-2 Whistleblower status and retaliation protection. (a) Definition of a whistleblower. (1) You are a whistleblower if, alone or jointly
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