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Sec. General. Whistleblower status and retaliation protections. Payment of award. Other definitions. Amount of award. Criteria for determining amount of award. Confidentiality of submissions. Eligibility. Procedures for submitting original information. Procedures for making a claim for a whistleblower award in SEC actions that result in monetary sanctions in excess of $1,000,000 Procedures for determining awards based upon a related action. Materials that may be used as the basis for an award determination and that may comprise the record on appeal.
§ 240.21F-1 General. Section 21F of the Securities Exchange Act of 1934 (“Exchange Act”) (15 U.S.C. 78u-6), entitled “Securities Whistleblower Incentives and Protection,” requires the
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