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Section 1.1 Basic Examination Concepts and Guidelines

Basic Examination Concepts AND Guidelines Section RMS Manual of Examination Policies Basic Examination Concepts and Guidelines (11 /19) Federal Deposit Insurance Corporation RATIONALE OF BANK EXAMINATIONS .. 2 CONDUCT OF EXAMINATIONS .. 2 Prohibition Against Political Communication .. 2 RATING SYSTEM .. 2 Introduction .. 2 UFIRS Overview .. 2 Disclosure of Ratings .. 3 Discussions with Management .. 3 Examination Letters .. 4 Examination FREQUENCY .. 4 Alternate Examinations .. 5 Specialty Examination Intervals.

day-to-day operations may use relatively basic risk assessment, risk management, and internal control systems. Institutions that are more complex need formal, multifaceted systems and internal controls to provide the information managers and directors need to monitor and direct higher risk activities.

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