Senior Managers Regime - FCA

Senior Managers Regime October 2019. Foreword Introduction Responsibilities Individuals Governance Statements Appendices Contents Foreword from the Chair 3 Governance and management arrangements 24. FCA Corporate Governance 25. Introduction 5. Board and Board Committees 25. Allocation of Responsibilities 6 FCA Committee Structures 26. Introduction 7 Diagram of FCA committee structures 30. Diagram of FCA allocation 8 Matters reserved for the Board 33. Senior Management Functions 9 FCA Subsidiary companies 34. Prescribed Responsibilities 11. Statements of Responsibility 35. Overall Responsibilities 16. Chair 36. Details of individuals 20 Chief Executive Officer 39. Individuals identified in the map 21 Executive Committee Directors 43. Other Senior Management Functions 57. Board Committees 61. Appendices 72. 2 Financial Conduct Authority Senior Managers Regime Foreword Introduction Responsibilities Individuals Governance Statements Appendices Foreword from the Chair Parliament has given the Financial Conduct We publish minutes of our Board meetings In March 2016, the Senior Managers and The Regime is a formal expression of the Authority (FCA) responsibility for ensuring as part of our commitment to transparency .

integrity of the UK financial system and promoting effective competition. Parliament ... accountability and transparency. We are accountable to the Treasury and to Parliament with detailed, public scrutiny ... accountability and help restore confidence

Loading..

Tags:

  Senior, Manager, Accountability, Transparency, Integrity, Regime, Senior managers regime

Information

Related search queries