Senior Managers Regime - Financial Conduct Authority

Senior Managers Regime October 2019. Foreword Introduction Responsibilities Individuals Governance Statements Appendices Contents Foreword from the Chair 3 Governance and management arrangements 24. FCA Corporate Governance 25. Introduction 5. Board and Board Committees 25. Allocation of Responsibilities 6 FCA Committee Structures 26. Introduction 7 Diagram of FCA committee structures 30. Diagram of FCA allocation 8 Matters reserved for the Board 33. Senior management Functions 9 FCA Subsidiary companies 34. Prescribed Responsibilities 11. Statements of Responsibility 35. Overall Responsibilities 16. Chair 36. Details of individuals 20 Chief Executive Officer 39. Individuals identified in the map 21 Executive Committee Directors 43. Other Senior management Functions 57.

9 Financial Conduct Authority Senior Managers Regime Senior Management Function Allocation – FCA role Allocation – name 1 Chief Executive Function Chief Executive Officer Andrew Bailey 2 Chief Finance Function Chief Operating Officer Georgina Philippou 3 …

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