Example: stock market
SIFMA Broker Protocol - capitalforensics.com
Title: SIFMA Broker Protocol Author: SIFMA Subject: Protocol for Broker Recruiting administered by SIFMA. The Protocol governs the use of client information when registered representatives move between firms that are signatories to the Protocol, with the stated principal goal of furthering clients interes\ ts in privacy and freedom of choice in connection with the movement of their registered ...
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