Transcription of SRO/Jurisdiction Fee and Setting Schedule - Web CRD
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SRO/Jurisdiction Fee and Setting Schedule - Web CRD
SRO/Jurisdiction Fee and Setting Schedule - Web CRDFees As Of 7/18/2018 Initial Reg FeeTransfer / Relicense Fee* Renewal FeeRegistration Review MethodDual AG Dual AG/RA S63 RequirementBD Initial Reg FeeBD Renewal FeeIndividual FeesIndividual SettingsBD Fees and SettingsMass Transfer FeeBranch Mass Tran FeeBR Renewal FeeBranch Office FeeForm BR Amd FeeDual BR Office FeeDual BR Renewal Fee:Branch ReqmtMass Transfer Dual AG/RA FeeBranch Mass Tran Dual Fee Alabama70 70 70 AutomaticAffiliates OnlyAlwaysYes250 250 70 0 0 0 0 0 Notice File140 Alaska75 75 75 AutomaticNeverAffiliates OnlyYes250 250 75 75 75 75 75 75 Notice File150 75 Arizona45 45 45 Home StateAffiliates OnlyAlwaysYes300 300 45 0 0 0 0 0 Neither85 0 Arkansas75 75 75 AutomaticAffiliates OnlyAffiliates OnlyYes300 300 75 50 50 50 100 100 Register150 100 California25 25 25 AutomaticAlwaysAlwaysYes300 75 25 0 0 0 0 0 Neither50 0 Colorado18 18 18 AutomaticAlwaysAlwaysNo77 77 0 0 Neither Connecticut125 100 125 AutomaticAffiliates OnlyAlwaysYes340 215 75 125 125 0 125 0 200 Register150 250 Delaware65 65 65
SRO/Jurisdiction Fee and Setting Schedule - Web CRD Fees As Of 7/18/2018 Initial Reg Fee Transfer / Relicense Fee* Renewal Fee Registration Review Method Dual AG …
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