Transcription of STANDARDS OF PROFESSIONAL RESPONSIBILITY
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STANDARDS OF PROFESSIONAL RESPONSIBILITY In Effect From January 1, 2020 CONTENTS Preface .. 3 FP Canada STANDARDS Council Code of Ethics .. 5 Application of the Code of Ethics .. 5 Principles of the Code of Ethics .. 6 FP Canada STANDARDS Council Rules of Conduct .. 7 Application of the Rules .. 7 Rules of Conduct .. 7 Discretionary Authority PROFESSIONAL Obligations to the Client .. 9 Client Relations .. 12 Withdrawal of Services .. 13 Client Property .. 14 PROFESSIONAL Oversight and Supervision of Others .. 14 Duties to Prospective Clients.
FP Canada awards the internationally recognized CERTIFIED FINANCIAL PLANNER® marks in Canada to those who meet, on an ongoing basis, FP Canada’s requirements for CFP® certification. These individuals have been certified to use CFP, C ERTIFIED FINANCIAL PLANNER and certification trademarks (collectively, the CFP Marks).
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