TD Ameritrade Institutional Maximum Fees, Commissions …

TD Ameritrade Institutional Maximum fees , Commissions , and Limits Note: fees and Commissions may vary by program, location, or arrangement and are subject to change upon 30 days notice to 3444 L 02/20 IN-PSPage 1 of 3 Transaction TypeFee AmountDetails (if any)TRADING Commissions EQUITIES (MARKET AND LIMIT ORDERS):Online Exchange-Listed Stocks & ETFs $ OTC Equities$ Offline Broker-Assisted $25 TRADING Commissions MUTUAL FUNDS:No-Transaction-Fee (NTF) Funds No commissionTransaction-Fee FundsOnline $31 Offline Broker Assisted $45 Omnibus Pricing (Transaction-Fee Funds and NTF)$25 Omnibus pricingLoad Funds See prospectus Fee imposed by fund Commissions OPTIONS (MARKET AND LIMIT ORDERS):Online $ + $ fee per contractOffline Broker-Assisted $25 + $ fee per contractNote: Options exercises and assignments will incur a $ commission . Options involve risks and are not suitable for all TRADING fees :Trade Away $25 Fee applies to trade executions in, or allocated to, client Outs$25 Fee applies to trade executions in, or allocated to, client Brokerage $25 Fee applies to trade executions in, or allocated to, client vs Payment (DVP) $ per shareOnly applies for Delivery vs Payment REDEMPTION FEE MUTUAL FUNDS:Shares held 90 days or less$ on no-transaction-fee (NTF) funds (except ProFunds and Ry)

TD Ameritrade Institutional Maximum Fees, Commissions, and Limits Note: Fees and commissions may vary by program, location, or arrangement and are subject to change upon 30 days’ notice to you. TDAI 3444 L 11/21 Page 1 of 3 IN-PS Transaction Type Fee Amount Details (if any) TRADING COMMISSIONS – EQUITIES (MARKET AND LIMIT ORDERS):

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