Transcription of The DFSA Rulebook
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The DFSA Rulebook
The dfsa Rulebook Prudential Investment, Insurance Intermediation and banking Business Module (PIB) PRUDENTIAL INVESTMENT, INSURANCE INTERMEDIATION AND banking BUSINESS (PIB) PIB/VER13/12-07 1 Contents The contents of this module are divided into the following chapters, sections and appendices: 1 GENERAL 5 5 Financial resources .. 5 Categories of Authorised Firms .. 6 The trading book .. 11 12 Submission of 12 Report to the dfsa .. 19 2 CAPITAL .. 22 22 Basic 22 Initial and ongoing capital 23 Base capital 25 Expenditure based capital minimum.
prudential – investment, insurance intermediation and banking business (pib) 2 pib/ver13/12-07 4 credit risk .....50
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