The DFSA Rulebook

GEN/VER53/10-21 The DFSA Rulebook General Module (GEN) GENERAL (GEN) GEN/VER53/10-21 Contents The contents of this module are divided into the following chapters, sections and appendices: 1 INTRODUCTION .. 1 Application .. 1 2 FINANCIAL SERVICES .. 3 Application .. 3 Financial Service activities .. 3 By way of business .. 8 Accepting 11 Providing credit .. 11 Providing money services .. 12 Dealing in investments as principal .. 15 Dealing in investments as agent .. 16 Arranging deals in investments.

GENERAL (GEN) 3 GEN/VER53/10-21 2 FINANCIAL SERVICES 2.1 Application 2.1.1 This chapter applies to every Person to whom the Regulatory Law applies, and to the same extent in relation to every such Person as that law.

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