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The Nasdaq Stock Market LLC

The Nasdaq Stock Market LLC Listing Rules Last Updated May 8, 2019 Nasdaq Listing Rules Page 1 2019 Wolters Kluwer Financial Services, Inc. All rights reserved. Subject to Terms & Conditions: 389 Nasdaq Stock Market Rules, Regulation, Nasdaq , 5001. The Qualification, Listing, and Delisting of Companies Click to open document in a browser This Rule Series 5000 (consisting of Rules 5000-5999) contains rules related to the qualification, listing and delisting of Companies on The Nasdaq Stock Rule 5100 Series (consisting of Rules 5100-5199) discusses Nasdaq 's general regulatory authority.

Marketplace Rules. For example, Nasdaq may close markets upon request of the SEC (see Rule 4121). It may also halt the trading of a Company's securities under certain circumstances and pursuant to established procedures (See Rule 4120 and IM-5250-1 and IM-5810). These authorities are exercised primarily by the

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