Transcription of The Singapore Guide to Conduct & Market …
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The Singapore Guide to Conduct & Market …
1 The Singapore Guide to Conduct & Market practices for Treasury Activities SSSS IIII NNNN GGGG AAAA PPPP OOOO RRRR EEEEFFFFOOOORRRREEEEIIIIGGGGNNNNEEEE XXXX CCCC HHHH AAAA NNNN GGGG EEEEMMMMAAAARRRRKKKKEEEETTTTCCCC OOOO MMMM MMMM IIII TTTT TTTT EEEE EEEE 2 The Singapore Guide to Conduct & Market practices for Treasury Activities Published by The Singapore Foreign Exchange Market Committee Updated & Released June 2013 The Singapore Guide to Conduct & Market practices for Treasury Activities June 2013 Edition Contents 3 Chapter Title Topics Page Introduction 6 I Ethics & Behavioural Standards 1. Confidentiality General Principles 2. Confidentiality Dealing Practice 3. Bets and Gambling 4. Entertainment, Gifts and Favours 5. Dealing for Personal Account 6. Market Conduct 7. Market Terminology 8. Professional Knowledge 9. Others 9 II Risk Management Principles 1. Segregation of Duties 2. Money Laundering, Fraud and Other Criminal Activities 3.
2 The Singapore Guide to Conduct & Market Practices for Treasury Activities Published by The Singapore Foreign Exchange Market Committee Updated & …
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