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Three Quote Rule - finra.org

685 NASD Notice to Members 00-84 Request For CommentThree QuoteRuleNASD RegulationRequests Comment On A Proposed Amendment To NASD Rule 2320(g)To Exclude CertainTransactions In Foreign Securities;Comment Period Expires January 11, 2001 The Suggested Routing function is meantto aid the reader of this document. EachNASD member firm should consider theappropriate distribution in the context of its own organizational structure. Executive Representatives Legal & Compliance Operations Trading and Market Making Three Quote Rule NASD Rule 2320(g)ACTION REQUESTED BYJANUARY 11, 2001 SUGGESTED ROUTINGKEY TOPICSNASD Notice to Members 00-84 Request For CommentDecember 2000 Executive SummaryNASD Regulation, Inc.

the three-month period pre-ceding the date of the trans-action. (5) Pursuant to the Rule 9600 Series, the staff, for good cause shown, after taking into consideration all relevant factors, may exempt any transaction or classes of trans-actions, either unconditionally

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