Transcription of Tick Size Pilot Program - finra.org
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Tick Size Pilot Program - finra.org
1 Tick Size Pilot Program Trading and Quoting FAQs Table of Contents SECTION I: Exchange and Over-the-Counter Quoting and Trading Frequently Asked Questions .. 2 GENERAL TOPICS .. 2 Assignment of Securities to the Control Group and Test Groups .. 2 Adjustment to Prices Startup, Corporate Actions, Closing Prices, etc.. 4 Implementation Plans and Details .. 6 Other General Questions .. 7 ORDER ACCEPTANCE QUESTIONS .. 8 General .. 8 QUOTING QUESTIONS .. 9 General .. 9 TRADING QUESTIONS .. 10 General .. 10 TRADE-AT QUESTIONS .. 11 General .. 11 Trade-At Examples (Test Group 3 Securities) .. 14 Trade-At, ISO, and Trade-At ISO (TAISO) Example Group #2.
1 . Tick Size Pilot Program . Trading and Quoting FAQs . Table of Contents . SECTION I: Exchange and Over-the-Counter Quoting and Trading Frequently
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