UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF …

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 KATHRYN WANNER (Cal. Bar No. 269310) Email: PETER DEL GRECO (Cal. Bar No. 164925) Email: Attorneys for Plaintiff Securities and Exchange Commission Michele Wein Layne, Regional Director Katharine E. Zoladz, Associate Regional Director Amy J. Longo, Regional Trial Counsel 444 S. Flower Street, Suite 900 Los Angeles, California 90071 Telephone: (323) 965-3998 Facsimile: (213) 443-1904 UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA SECURITIES AND EXCHANGE COMMISSION, Plaintiff, vs. RYAN GINSTER, Defendant. Case No. 5:21-cv-01957 COMPLAINT 1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Plaintiff Securities and Exchange Commission ( SEC ) alleges: JURISDICTION AND VENUE 1. The COURT has jurisdiction over this action pursuant to Sections 20(b), 20(d)(1) and 22(a) of the Securities Act of 1933 ( Securities Act ), 15 77t(b), 77t(d)(1) & 77v(a), and Sections 21(d)(1), 21(d)(3)(A), 21(e) and 27(a) of the Securities Exchange Act of 1934 ( Exchange Act ), 15 78u(d)(1), 78u(d)(3)(A), 78u(e) & 78aa(a).

3. Venue is proper in this district pursuant to Section 22(a) of the Securities Act, 15 U.S.C. § 77v(a), and Section 27(a) of the Exchange Act, 15 U.S.C. § 78aa(a), because certain of the transactions, acts, practices and cou rses of conduct constituting violations of the federal securities laws occurred within this district. In addition,

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