Briefing Note The Disclosure Letter Explained

New SFDR principal adverse impacts or PAI regime – key points

the entity level disclosure at minimum will have to follow the template in Annex I to the RTS. The new PAI regime contemplates one type of disclosure for Financial Advisers: – entity level disclosures (Article 4 SFDR). This is subject to an “opt out”. NB: The opt out is available for all firms (large or small), and applies permanently.

  Disclosures