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Methodology for margining equity securities

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Rule 100 and Form 1 – New Methodology For …

Rule 100 and Form 1 – New Methodology For

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- 1 - INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) --- NEW METHODOLOGY FOR MARGINING EQUITY SECURITIES --- DEALER MEMBER RULE 100 AND FORM 1 I OVERVIEW When a margin rate for a security is established, it is intended that it is sufficient to cover the risk of loss associated with the security, …

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