certificate by qualified accountant
Sample certificate that a qualified accountant could issue to certify that a person or entity is a ‘sophisticated’ or ‘wholesale investor’ under chapters 6D …
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Published by ASIC ASIC Gazette
download.asic.gov.auASIC GAZETTE Commonwealth of Australia Gazette . UM1/15, Friday 27 February 2015 . Unclaimed consideration for compulsory acquisition . Page 2 of 378
Regulatory Guide 165 Licensing: Internal and ... - ASIC
download.asic.gov.auREGULATORY GUIDE 165: Licensing: Internal and external dispute resolution About ASIC regulatory documents In administering legislation ASIC issues the following types of regulatory
Commonwealth of Australia Gazette Published by …
download.asic.gov.auASIC GAZETTE Commonwealth of Australia Gazette ASIC 40A/08, Wednesday, 21 May 2008 Banking Act Unclaimed Money Page 2 of 463 Specific disclaimer for Special Gazette relating to Banking Unclaimed
Form 362/486 Notification by a company to nominate or ...
download.asic.gov.auASIC Form 362 21 November 2014 Page 1 of 2 Notification by a company to nominate or cease a registered agent or contact address Form 362/486 This form may be used by an Australian company to nominate or cease a registered agent or contact address.
Industry funding Business activity ... - download.asic.gov.au
download.asic.gov.au3 Business activity metric checklist Subsector Business activity metric information required Pre-filled by ASIC Metric definition Auditors of disclosing entities • Your entity's 2017-18 audit fee income, reported on an accruals basis
Summary of CSF authorisation additional questions
download.asic.gov.auprescribed risk acknowledgement? (g) handle application money in compliance with the obligations under its AFS licence and ... the assumption that you will hold application money in excess of $100,000 from clients for CSF offers). Title: Microsoft Word - CSF Intermediary Licensing - C11 Proof and questions - 12Sep17.docx ...
Regulatory Guide RG 5 Relevant interests and substantial ...
download.asic.gov.auThis version was issued in November 2013 and is based on legislation and regulations as at the date of issue. It incorporates minor amendments only to the original version issued in June 2013, including new references in Table 4 to recently issued class orders.
Future of Financial Advice: Best interests duty and ...
download.asic.gov.aufinancial planners nor accept what they recommend.4 In Report 224 Access to financial advice in Australia (REP 224), we noted that one of the main reasons some investors do not seek personal financial advice is the lack of trust they have in financial advisers. 13 In addition, around two-thirds of retail and institutional investors do not
form 6010 - ASIC
download.asic.gov.auAll statements in the Declaration must be correct. Making a false declaration to ASIC is an offence. Signature This form must be signed by the applicant for deregistration. The applicant can be: ... Please consult your accountant or solicitor for …
Related party transactions - ASIC
download.asic.gov.auDirectors of companies also have statutory duties (s180–184) and common law duties. These duties apply regardless of whether a transaction receives member approval in accordance with the Corporations Act (s230). RG 76.10 Similar restrictions apply when a registered scheme provides a financial benefit to a related party.
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Wisconsin Department of Safety and Professional Services
dsps.wi.govThe Department may suspend without prior notice or hearing the certificate of financial responsibility of a person who does not file satisfactory proof of replacement insurance or bond. a. ... Wisconsin Department of Safety and Professional Services immediately.
CIMA CERTIFICATE IN BUSINESS ACCOUNTING
www.cimaglobal.com41 CIMA INITIAL PROFESSIONAL DEVELOPMENT FOREWORD CONTENTS Better skills. Better business. I am delighted to introduce the revised CIMA Certificate in Business Accounting (Cert BA) to all our stakeholders. In 2015, we introduced our revised Professional Qualification. This is a competency-based syllabus, which ensures CIMA
PENNSYLVANIA DEPARTMENT OF STATE BUREAU OF …
www.dos.pa.govRestricted Professional Companies only. The certificate of annual registration must include a statement by the company as to whether or not it engaged in any business not permitted by section 8996(a) (relating to purposes of restricted professional companies) during the year with respect to which the certificate is being filed. § 8996 ...
Free and Low-cost online professional learning options ...
www.michigan.govsponsors are temporarily offering free and low-cost online professional learning options that will qualify for certificate renewal and progression. The current SCECH catalog does not provide a feature to sort by cost or delivery method (e.g., online, blended). The Michigan Department of Education (MDE) has
Professional Engineers and Land Surveyors - Certificates ...
www.njconsumeraffairs.govLICENSE NUMBER CERTIFICATE OF AUTHORIZATION SPECIALTY ADDRESS 1 ADDRESS 2 CITY, STATE, & ZIP LICENSEE IN CHARGE LICENSE NUMBER Professional Engineers and Land Surveyors - Certificates of Authorization 24GA27924000 ADVANCED GEO SERVICES, CORP. Engineering 1055 Andrew Drive., Ste. A West Chester PA 19380 PAUL GERARD …
professional How to complete a death certificate
www.racgp.org.auprofessional Case study The general practitioner received a telephone call from the police asking if she could write a death certificate for a patient who had attended the practice. The man, 83 years of age, had been found dead in bed by his wife that morning. One of the GP’s colleagues