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Form U4 Instructions - FINRA

Form U4 Instructions - FINRA

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name in any way. Employment Date. Enter the month, day, and year of hire. Do not enter the date of application for registration. Your entry must be numeric (MM/DD/YYYY). Firm. Billing Code. Enter your . firm 's billing code. A billing code is an alpha/numeric value consisting of up to eight characters that your . firm.

  Date, Name, Finra

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