Guideline on Anti-Money Laundering and Counter- …
The nature of money laundering and terrorist financing s.1, The term Sch. 1, AMLO 1.13 “money laundering”is defined in section 1 of Part 1 of Schedule 1 to the AMLO and means an act intended to have the effect of making any property: (a) that is the proceeds obtained from the commission of an indictable offence under the
Download Guideline on Anti-Money Laundering and Counter- …
Information
Domain:
Source:
Link to this page:
Please notify us if you found a problem with this document:
Documents from same domain
LEGISLATIVE COUNCIL BRIEF Securities and Futures …
www.sfc.hk- 2 - THE PROPOSALS Major policy considerations 4. There are provisions in the SFO including its subsidiary legislation that are designed especially for investor protection.
Table A - Market Capitalisation of the World's Top …
www.sfc.hkTable A - Market Capitalisation of the World's Top Stock Exchanges (As at end June 2018) 表A – 世界各大證券交易所的市值 (截至2018 年6 月底)
World, Market, Table, Capitalisation, Table a market capitalisation of the world s top
交易披露 - sfc.hk
www.sfc.hk交易披露 2018 年3 月22 日 透過吸收合併進行私有化 就中國建材股份有限公司的股份的交易披露 執行人員接獲依據香港《公司收購及合併守則》規則22 作出以下的證券交易的披露:
Exchange Traded Funds and Listed Funds
www.sfc.hkExchange Traded Funds and Listed Funds This FAQ is prepared by the Investment Products Division and aims to provide basic information to market practitioners in respect of exchange traded funds (“ETFs”) and listed funds, which are subject to the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance
Fund, Listed, Exchange, Traded, Exchange traded funds, Exchange traded funds and listed funds
3 Section II - Code on Unit Trusts and Mutual Funds ...
www.sfc.hkTopics January 2019 Provisions of the UT Code New schemes with new operators (i.e. with new management companies and new trustees/ custodians) New schemes with new management companies but existing trustees/ custodians
Mergers and Share - sfc.hk
www.sfc.hkJuly 2018 Int-1 INTRODUCTION 1. Nature and purpose of the Takeovers Code and Share Buy-backs Code 1.1 The Takeovers Code and the Share Buy-backs Code have been issued by the SFC in consultation with the Panel.
July - September 2021
www.sfc.hkQuarterly Report July-September 2021 5 Highlights Operational Review Corporate Developments Activity Data Financial Statements Corporates Listing applications and takeovers activities Quarter ended 30.9.2021 Six months ended 30.9.2021 Six months ended 30.9.2020 YoY change (%) Listing applications 78 198 143 38.5
Registered with the Securities and Futures
www.sfc.hkpersons which deal in securities and/or futures contracts listed or traded on The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited or trade in leveraged foreign exchange contracts. These are derived primarily from former rules of the Exchanges and the repealed Leveraged Foreign Exchange Trading Ordinance.
Guidelines on Competence - SFC
www.sfc.hk2 For a corporation that has a complex ownership or control structure (eg, structures involving multiple layers, cross-holdings, trusts, nominee arrangements) without an obvious commercial purpose, the SFC may obtain further information to understand whether there is a legitimate reason for the particular structure.
Guidelines, Purpose, Structure, Competence, Guidelines on competence
FAQs relating to the stock markets and exchanges - SFC
www.sfc.hkHong Kong has only three recognised clearing houses under the SFO. They are: (a) Hong Kong Securities Clearing Company Limited; (b) HKFE Clearing Corporation Limited; and (c) SEHK Options Clearing House Limited. All three are deemed to be “recognised clearing houses” by virtue of section 6 of Part 1 of Schedule 10 to the SFO.
Limited, Company, Securities, Kong, Clearing, Kong securities clearing company limited
Related documents
Handbook on Anti-Money Laundering and Combating the ...
www.adb.orgTo comply with government legislation,1 NBFIs must develop policies and procedures which will enable them to identify risks related to money laundering and terrorist financing and put in place controls to manage these risks, including the reporting of suspicious transactions to appropriate authorities. The policies
poliTicAlly exposed persons - Financial Action Task Force
www.fatf-gafi.orgpromotes policies to protect the global financial system against money laundering, terrorist financing and the financing of proliferation of weapons of mass destruction. The FATF Recommendations are recognised as the global anti -money laundering (AML) and counter-terrorist financing (CFT) standard.
Financial, Action, Tasks, Force, Laundering, Financial action task force, Exposed, Politically, Politically exposed
Guideline on Anti-Money Laundering and Counter …
eservices.customs.gov.hkThe nature of money laundering and terrorist financing s.1, Sch. 1, AMLO to the 1.9 The term “money laundering” (ML) is defined in section 1 of Part 1 of Schedule 1 AMLO and means an act intended to have the effect of making any property: (a) that is the proceeds obtained from the commission of an indictable offence under
Guidelines, Money, Anti, Counter, Laundering, Guideline on anti money laundering and counter
Anti-Money Laundering and Counter-Terrorist Financing ...
www.ccab.org.ukpractitioners) comply with their obligations under UK legislation to prevent, recognise and report money laundering. Compliance with it will ensure compliance with the relevant legislation (including that related to counter-terrorist financing) and professional requirements.
The Money Laundering, Terrorist ... - Legislation.gov.uk
www.legislation.gov.ukPART 1 — Consequential Amendments to Primary Legislation 104 PART 2 — Consequential Amendments to Secondary Legislation 110 The Treasury are designated(a) for the purposes of section 2(2) of the European Communities Act 1972(b) in relation to the prevention of money laundering and terrorist financing.
ANTI-MONEY LAUNDERING - GOV.UK
assets.publishing.service.gov.ukinsolvency practitioners) comply with their obligations under UK legislation to prevent, recognise and report money laundering. Compliance with it will ensure compliance with the relevant legislation (including that related to counter terrorist financing) and professional requirements.
Ethics Pronouncement EP 200 - Institute of Singapore ...
www.isca.org.sglaundering and terrorist financing is set out in Appendix A. 1.2 This Pronouncement takes into consideration the following primary AML and CFT legislations in Singapore: (a) Primary legislation setting out criminal offences directly in relation to money laundering
Ethics, Legislation, Laundering, Pronouncements, Ethics pronouncement