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Guidelines for Securities Margin Financing Activities

Guidelines for Securities Margin Financing Activities

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1. These Guidelines are published by the Securities and Futures Commission (SFC) under section 399 of the Securities and Futures Ordinance (SFO) for the purposes of supplementing the existing conduct requirements relating to securities margin financing activities. “Securities margin financing” (SMF) has the meaning assigned to

  Guidelines, Activities, Securities, Margin, Financing, Guidelines for securities margin financing activities, Securities margin financing activities, Securities margin financing

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