Senior Managers Regime - Financial Conduct Authority
9 Financial Conduct Authority Senior Managers Regime Senior Management Function Allocation – FCA role Allocation – name 1 Chief Executive Function Chief Executive Officer Andrew Bailey 2 Chief Finance Function Chief Operating Officer Georgina Philippou 3 …
Download Senior Managers Regime - Financial Conduct Authority
Information
Domain:
Source:
Link to this page:
Documents from same domain
Understanding the financial lives of UK adults …
www.fca.org.ukOctober 2017 Understanding the financial lives of UK adults Findings from the FCA’s Financial Lives Survey 2017
Payment Services and Electronic Money – Our …
www.fca.org.ukPayment Services and Electronic Money – Our Approach The FCA’s role under the Payment Services Regulations 2017 and the Electronic Money Regulations 2011
Application for authorisation - Financial Conduct …
www.fca.org.uk(NOTES) New Authorisation Application FCA Consumer Credit (Full)-Application for Authorisation Notes Release 1 April 2014 page 2 New authorisation application We need to know about the business the applicant intends to carry on so we
PS15/4 Retirement reforms and the guidance …
www.fca.org.ukFinancial Conduct Au thor ity Retirement reforms and the guidance guarantee: retirement risk warnings February 2015 Policy Statement PS15/4
Strategic Review of Retail Banking Business Models ...
www.fca.org.uk2 Progress report Financial onduct uthority Strategic Review of Retail Banking Business Models Contents 1 Summary 3 2 Introduction 13 3 Funding costs in retail banking 17
Disclosing convictions in Form A - FCA
www.fca.org.ukDisclosing convictions in Form A This factsheet should be read in conjunction with the guidance notes to help complete Form A for an application to perform controlled function(s) under the Approved Persons regime.
FS17/2: High-cost credit - Financial Conduct Authority
www.fca.org.uk2 FS17/2 Financial Conduct Authority High-cost credit In this Feedback Statement we report on the main issues arising from Call for Input: High-cost
PS17/11: Review of appropriate qualification exam …
www.fca.org.uk3 PS17/11 Chapter 1 Financia Conduct Authority Review of the FCA's appropriate qualification exam standards 1 Overview Introduction 1.1 This policy statement provides feedback on responses to CP16/24 1 ‘Review of the
From pipes to platforms - Financial Conduct …
www.fca.org.ukpayments, FX and alternative lending. ... 13 “The way we bank now”, EY website, ... From pipes to platforms: ...
CP15/11: Implementation of the Transparency …
www.fca.org.ukConsultation Paper CPXX/XX Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency