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SFC reprimands and fines SEAVI Advent Ocean Private Equity ...

SFC reprimands and fines SEAVI Advent Ocean Private Equity ...

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STATEMENT OF DISCIPLINARY ACTION The Disciplinary Action 1. The Securities and Futures Commission (SFC) has publicly reprimanded and fined SEAVI Advent Ocean Private Equity Limited (SAOPEL)1 $1 million pursuant to section 194 of the Securities and Futures Ordinance (SFO).2.

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