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WADDELL & REED - FINRA
www.finra.org/brokercheck User Guidance This firm is classified as a corporation. This firm was formed in Delaware on 08/11/1981. CRD# This section provides the brokerage firm's full legal name, "Doing Business As" name, business and mailing
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EDWARD JONES - FINRA
files.brokercheck.finra.orgST. LOUIS, MO 63131-3710 Regulated by FINRA Kansas City Office Mailing Address 12555 MANCHESTER ROAD ST. LOUIS, MO 63131-3710 This firm is a brokerage firm and an investment adviser firm. For more information about investment adviser firms, visit the SEC's Investment Adviser Public Disclosure website at: Business Telephone Number 314-515-2000
STONECREST CAPITAL MARKETS, INC. - FINRA
files.brokercheck.finra.orgBrokerCheck Report STONECREST CAPITAL MARKETS, INC. Section Title Report Summary Firm History CRD# 39616 1 6 Firm Profile 2 - 5 Page(s) Firm Operations 7 - 12
RBC CAPITAL MARKETS, LLC
files.brokercheck.finra.orgRBC CAPITAL MARKETS, LLC SEC# 31194 8-45411 Main Office Location Mailing Address Business Telephone Number Doing business as RBC CAPITAL MARKETS, LLC 212-858-7000 Regulated by FINRA New York Office 3 WORLD FINANCIAL CENTER 200 VESEY ST. NEW YORK, NY 10281 60 S. 6TH STREET 14TH FLOOR MINNEAPOLIS, MN 55402-4400 Other …
FIDELITY BROKERAGE SERVICES LLC - FINRA
files.brokercheck.finra.orgReport Summary for this Firm This report summary provides an overview of the brokerage firm. Additional information for this firm can be found in the detailed report. Disclosure Events Brokerage firms are required to disclose certain criminal matters, regulatory actions, civil judicial proceedings and financial matters in which the firm or
ALLSTATE FINANCIAL SERVICES, LLC
files.brokercheck.finra.orgDoing business as ALLSTATE FINANCIAL SERVICES, LLC 877-232-2142 Regulated by FINRA Kansas City Office 2920 S 84TH STREET LINCOLN, NE 68506 PO BOX 83271 LINCOLN, NE 68501-3271 Other Names of this Firm Name Where is it used ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES PA ALLSTATE FINANCIAL SERVICES, LLC OF …
CAMBRIDGE INVESTMENT RESEARCH, INC.
files.brokercheck.finra.orgCAMBRIDGE INVESTMENT RESEARCH, INC. SEC# 39543 8-48740 Main Office Location Mailing Address Business Telephone Number Doing business as CAMBRIDGE INVESTMENT RESEARCH, INC. 641-472-5100 Regulated by FINRA Kansas City Office 1776 PLEASANT PLAIN RD. FAIRFIELD, IA 52556-8757 1776 PLEASANT PLAIN RD. FAIRFIELD, IA 52556 …
LPL FINANCIAL LLC
files.brokercheck.finra.orgLPL FINANCIAL LLC CRD# 6413 SEC# 8-17668 Main Office Location 1055 LPL WAY FORT MILL, SC 29715 Regulated by FINRA Atlanta Office Mailing Address 1055 LPL WAY FORT MILL, SC 29715 This firm is a brokerage firm and an investment adviser firm. For more information about investment adviser firms, visit the SEC's Investment Adviser Public Disclosure ...
NATIONAL FINANCIAL SERVICES LLC
files.brokercheck.finra.orgNATIONAL FINANCIAL SERVICES LLC Section Title Report Summary Firm History CRD# 13041 1 8 Firm Profile 2 - 7 Page(s) ... Position Start Date Does this owner direct the management or policies of the firm? FIDELITY GLOBAL BROKERAGE GROUP, INC. SOLE MEMBER 75% or more No Domestic Entity 06/2000 Yes
TD AMERITRADE, INC.
files.brokercheck.finra.orgYour state securities regulator can help you research brokers and investment adviser ... This section provides the brokerage firm's full legal name, "Doing Business As" name, business and mailing addresses, telephone number, and any alternate name by which the firm conducts business and where such name is ... Massachusetts Approved 09/10/1985 ...
STIFEL, NICOLAUS & COMPANY, INCORPORATED
files.brokercheck.finra.orgregulator? No This firm conducts 24 types of businesses. This firm is affiliated with financial or investment institutions. This firm has referral or financial arrangements with other brokers or dealers. This firm is registered with: • the SEC • 11 Self …
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FL SAFE MARKET UPDATE
www.flsafe.orgSEPTEMBER 2017 Contact Information Historical Yield Curve 2.50% 2.00% 1.50% 1.00% 0.50% 0.00% 3M 6M 1YR 2YR 5YR 10YR Source: Bloomberg Finance L.P.9/1/17 CURRENT YIELD CURVE