Client assets regime for investment business

SECURITIES AND FUTURES ACT (CAP. 289)

(c) the manager is in the business of fund management. This means that the company's business involves making investment decisions regarding a pool of moneys or assets, on behalf of customers. This is in contrast to a company whose primary business involves the day-to-day operation and management of property or infrastructural assets.

  Business, Investment, Asset

PS21/24: Enhancing climate-related disclosures by asset ...

website of the firm’s business and included or cross-referenced in an appropriate client communication, or made upon request to certain eligible institutional clients 1.24 The rules are accompanied by guidance to help firms determine whether their disclosures are consistent with the TCFD’s recommendations and recommended

  Business, Clients

Law of 5 April 1993 on the financial sector, as amended

This consolidated text was drawn up by the CSSF for information purposes only. In case of discrepancies between the French and the English consolidated texts, the texts published in the Journal officiel du Grand-Duché de