Example: tourism industry

Communications act of 1934

Found 8 free book(s)
Regulatory Notice 17-06 - finra.org

Regulatory Notice 17-06 - finra.org

www.finra.org

projections in their communications with their clients, particularly in communications concerning financial planning or asset allocation. The Investment Advisers Act does

  Communication, Finra

ROYAL BANK OF CANADA - RBC

ROYAL BANK OF CANADA - RBC

www.rbc.com

united states securities and exchange commission washington, d.c. 20549 form 40-f [check one] ☐ registration statement pursuant to section 12 of the securities exchange act of 1934

  4319, Act of 1934

FILE s652.enr --S.652-- AT THE SECOND SESSION SECTION 1 ...

FILE s652.enr --S.652-- AT THE SECOND SESSION SECTION 1 ...

transition.fcc.gov

`(D) has less than 15 percent of its access lines in communities of more than 50,000 on the date of enactment of the Telecommunications Act of 1996.

  Telecommunication, Telecommunications act

Sec.

Sec.

www.sec.gov

§ 240.21F-1 General. Section 21F of the Securities Exchange Act of 1934 (“Exchange Act”) (15 U.S.C. 78u-6), entitled “Securities Whistleblower Incentives and Protection,” requires the

  4319, Act of 1934

SECURITIES AND EXCHANGE COMMISSION - SEC.gov

SECURITIES AND EXCHANGE COMMISSION - SEC.gov

www.sec.gov

3 and F-29 under the Securities Act; amending Rule 10010 of Regulation FD11and Rule 14a- 212 under the Securities Exchange Act of 1934;13 amending Forms 10, 10-K, 10-Q, 10- KSB, and 20-F14 under the Exchange Act; and amending Form N-215 under the Securities Act and the Investment Company Act of 1940.16 9 17 CFR 239.11; 17 CFR.239.13; 17 CFR 239.25; 17 CFR 239.31; 17 CFR

  4319, Act of 1934

TITLE XVII--CHILDREN'S INTERNET PROTECTION

TITLE XVII--CHILDREN'S INTERNET PROTECTION

ifea.net

1 TITLE XVII--CHILDREN'S INTERNET PROTECTION SEC. 1701. SHORT TITLE. This title may be cited as the ``Children's Internet Protection Act''. SEC. 1702.

General Securities Representative Qualification ...

General Securities Representative Qualification ...

www.finra.org

Series 7 . 2 . PURPOSE OF THE EXAM The Series 7 exam is designed to assess the competency of entry-level General Securities Representatives. The Series 7 exam seeks to measure the degree to which each candidate possesses the knowledge, skills and abilities

Law of Evidence Amendment Act - SAFLII

Law of Evidence Amendment Act - SAFLII

www.saflii.org

GOVERNMENTGAZETIE, 22 APRIL 1988 No:11274 5 LAW OF EVIDENCE AMENDMENT ACf; 1988 Act No. 45, 1988 Hearsay evidence 3. (1) Subject to the provi~ions of any othe~ Jaw, hearsay evidence shall not be admitted as evidence at criminal or civil proceedings, unless-

  Evidence, Amendment, Law of evidence amendment act, Law of evidence amendment

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