Communications act of 1934
Found 8 free book(s)Regulatory Notice 17-06 - finra.org
www.finra.orgprojections in their communications with their clients, particularly in communications concerning financial planning or asset allocation. The Investment Advisers Act does
ROYAL BANK OF CANADA - RBC
www.rbc.comunited states securities and exchange commission washington, d.c. 20549 form 40-f [check one] ☐ registration statement pursuant to section 12 of the securities exchange act of 1934
FILE s652.enr --S.652-- AT THE SECOND SESSION SECTION 1 ...
transition.fcc.gov`(D) has less than 15 percent of its access lines in communities of more than 50,000 on the date of enactment of the Telecommunications Act of 1996.
Sec.
www.sec.gov§ 240.21F-1 General. Section 21F of the Securities Exchange Act of 1934 (“Exchange Act”) (15 U.S.C. 78u-6), entitled “Securities Whistleblower Incentives and Protection,” requires the
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www.sec.gov3 and F-29 under the Securities Act; amending Rule 10010 of Regulation FD11and Rule 14a- 212 under the Securities Exchange Act of 1934;13 amending Forms 10, 10-K, 10-Q, 10- KSB, and 20-F14 under the Exchange Act; and amending Form N-215 under the Securities Act and the Investment Company Act of 1940.16 9 17 CFR 239.11; 17 CFR.239.13; 17 CFR 239.25; 17 CFR 239.31; 17 CFR
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ifea.net1 TITLE XVII--CHILDREN'S INTERNET PROTECTION SEC. 1701. SHORT TITLE. This title may be cited as the ``Children's Internet Protection Act''. SEC. 1702.
General Securities Representative Qualification ...
www.finra.orgSeries 7 . 2 . PURPOSE OF THE EXAM The Series 7 exam is designed to assess the competency of entry-level General Securities Representatives. The Series 7 exam seeks to measure the degree to which each candidate possesses the knowledge, skills and abilities
Law of Evidence Amendment Act - SAFLII
www.saflii.orgGOVERNMENTGAZETIE, 22 APRIL 1988 No:11274 5 LAW OF EVIDENCE AMENDMENT ACf; 1988 Act No. 45, 1988 Hearsay evidence 3. (1) Subject to the provi~ions of any othe~ Jaw, hearsay evidence shall not be admitted as evidence at criminal or civil proceedings, unless-