Organisational Structure Of Banking Supervision
Found 6 free book(s)
Basel Committee on Banking Supervision
www.bis.orgintended to prescribe a particular organisational structure. 7. There are significant differences between banks regarding the organisation of the compliance function. In larger banks, compliance staff may be located within operating business lines, and internationally active banks may also have group and local compliance officers.
The 'four lines of defence model' for financial ...
www.bis.orgbanking institutions. In order to account for the specific governance features of banks and insurance companies, we outline a “four lines of defence” model that endows supervisors and external auditors, who are formally outside the organisation, with a specific ro le in the organisational structure of the internal control system.
Final report on
www.eba.europa.eu6 Organisational framework and structure 27 6.1 Organisational framework 28 6.2 Know your structure 28 6.3 Complex structures and non-standard or non-transparent activities 29 7 Organisational framework in a group context 31 Title IV – risk culture and business conduct 33 8 Risk culture 33 9 Corporate values and code of conduct 34
Framework for internal control systems in banking ...
www.bis.orgsupervision through guidance that encourages sound risk management practices, the Basle Committee on Banking Supervision is issuing this framework for the evaluation of internal control systems. A system of effective internal controls is a critical component of bank management and a foundation for the safe and sound operation of banking ...
CREDIT RISK - Monetary Authority of Singapore
www.mas.gov.sg3.2 Risk Management Structure 3.2.1 An institution should adopt a risk management structure that is commensurate with its size and the nature of its activities. The organisational structure should facilitate effective management oversight and execution of credit risk management and control processes.
Financial Institutions - Reserve Bank of India
www.rbi.org.inChart V.1: Organisational Structure of Financial Institutions * The erstwhile Industrial Reconstruction Bank of India (IRBI), established in 1985 under the IRBI Act, 1984, was renamed as Industrial Investment Bank of India Ltd. (IIBI) with effect from March 27, 1997. ** IVCF-IFCI Venture Capital Funds Ltd.