Securities commission
Found 6 free book(s)
FORM D Securities and Exchange Commission OMB …
www.sec.govits securities in reliance on an exemption provided in Regulation D or Section 4of (a)(5) the Securities Act 1933 of must file this notice containing the information requested with the : U.S. Securities and Exchange Commission (SEC) and with the state(s) requiring it. If more than one issuer has sold its securities in the
UNITED STATES SECURITIES AND EXCHANGE COMMISSION …
ir.homedepot.comUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES …
FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE …
berkshirehathaway.comunited states securities and exchange commission washington, d.c. 20549 (mark one) ☒ quarterly report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the quarterly period ended march 31, 2021 or ☐ transition report pursuant to section 13 or 15(d) of the securities exchange act of 1934
Republic of the Philippines SECURITIES AND EXCHANGE ...
www.sec.gov.phwith the Commission, or (b) have assets in excess of Fifty Million Pesos and at least two hundred (200) stockholders who own at least one hundred (100) shares each of equity securities, or (c) whose equity securities are listed on an Exchange; or (d) are grantees of secondary licenses from the Commission. Article 1: Definition of Terms
CONTINUOUS DISCLOSURE: LISTING RULES 3 - Australian ...
www.asx.com.authe commission of an event of default under, or other event entitling a financier to terminate, a material financing facility; under subscriptions or over subscriptions to an issue of securities (a proposed issue of securities is separately notifiable to ASX under Listing Rule 3.10.3);
SECURITIES AND EXCHANGE COMMISSION 17 CFR PART …
www.sec.govSecurities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. SUPPLEMENTARY INFORMATION : The amendments to Rules 13a-15(c) 1 and 15d-15(c) 2 under the Securities Exchange Act of 1934 3 (the “Exchange Act”), which