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ADVERTISING BY INVESTMENT ADVISERS Michael S. …
www.klgates.comM:\AIMR - GIPS 2006\BOS-#959329-v5-Kirsch_Treatise_-_Advertising_under_the_Advisers_Act.DOC ADVERTISING BY INVESTMENT ADVISERS Michael S. Caccese and Christina H. Lim1 This article was originally published as Investment Adviser Regulation, A Step-by-Step Guide to Compliance and the Law, Chapter 7, Practical Considerations for Performance Advertising by Advisers, Second Edition, …