Search results with tag "Beneficial ownership reporting requirements and"

Beneficial Ownership Reporting Requirements and Security ...

becomes a beneficial owner, including a person who uses a security-based swap. If beneficial ownership, as determined in accordance with uleR 13d-3, exceeds the designated thresholds, beneficial owners are required to provide specified disclosures. The disclosures are intended to be required of persons who have the potential to influence or gain

  Requirements, Reporting, Ownership, Beneficial, Beneficial ownership, Beneficial ownership reporting requirements and