1 December 2021 - centralbank.ie
PO Box 559 Dublin 1 www.centralbank.ie 1 1 December 2021 Re: Common Supervisory Action on MiFID II Suitability Requirements Dear CEO Throughout 2020, the Central Bank of Ireland (“Central Bank”) undertook a review of Firms’ compliance with the suitability requirements in the European Union’s Markets in Financial ... products. 1 ESMA ...
Tags:
Information
Domain:
Source:
Link to this page:
Please notify us if you found a problem with this document:
Documents from same domain
Fund Management Companies - Guidance
www.centralbank.iethe fund management company is acting in accordance with this guidance, if this is the case. PART I Delegate Oversight Scope 1. This Part sets out the Central Bank’s guidance for boards of directors of investment companies, UCITS management companies, alternative investment fund managers (AIFMs) and AIF management companies incorporated and
Cross Industry Guidance in respect of Information ...
www.centralbank.ieCross Industry Guidance in respect of Information Technology and Cybersecurity Risks 2 EXECUTIVE SUMMARY Purpose This paper sets out the entral ank of Ireland [s (entral ank) guidance in relation to information technology (IT) and cybersecurity governance and risk management by regulated firms in Ireland.
Information, Cross, Technology, Guidance, Risks, Industry, Cybersecurity, Respect, Cross industry guidance in respect, Cross industry guidance in respect of information technology and cybersecurity risks
The impact of Covid-19 on consumer spending
www.centralbank.ie3) Precautionary Saving: When uncertainty increases, consumers tend to reduce their discretionary spending and increase their precautionary savings. Thus, actual and expected income loss can cause people to save more (Heffernan, Saupe and Woods, 2020). The interactions between the three channels described above can be seen in Figure 1.
Cross Industry Guidance on Operational Resilience
www.centralbank.ie&urvv ,qgxvwu\ *xlgdqfh rq 2shudwlrqdo 5hvlolhqfh &hqwudo %dqn ri ,uhodqg 3djh $ ,qwurgxfwlrq ,q nhhslqj zlwk wkh &hqwudo %dqn ri ,uhodqgèv wkh …
Draft Cross-Industry Guidance on Outsourcing
www.centralbank.ieand the use of cloud service providers (CSPs) by regulated firms. The increase in the outsourcing of core IT activities is a key area of focus for the Central Bank as it potentially raises the risks to the resilience of individual regulated firms, and consequently to both …
Cross, Guidance, Industry, Outsourcing, Pcss, Cross industry guidance on outsourcing
Outsourcing - Findings and Issues for Discussion
www.centralbank.iemanagement of regulated firms2 are responsible for the management of outsourcing risk. Significantly, in the case of intragroup outsourcing, it is also their responsibility to understand how and where their firms’ systems and data sit within the group priority list. Should something go wrong, it is the boards and senior management
Findings, Issue, Case, Discussion, Outsourcing, Outsourcing findings and issues for discussion
Guidance on Use of Service Companies for Staffing Purposes ...
www.centralbank.ieThe Strategic Plan of the Central Bank of Ireland sets out its Mission, Vision and Mandate. The Mission of the Central Bank is to serve the public interest by safeguarding monetary and financial stability and by working to ensure that the financial system operates in the best interests of consumers and the wider economy.
Bank, Stability, Financial, Central, Central bank, And financial stability
Cross-Industry Guidance on Outsourcing
www.centralbank.iefinancial and non-financial activities, which in turn is leading to more fragmented value chains. The increase in the outsourcing of core IT activities, to such service providers, is a key area of focus for the Central Bank as it potentially raises the risks to …
Related documents
Checking process of mock-ups and specimens of outer ...
www.ema.europa.euproduct, the legal category for supply and price/reimbursement. Details on the national requirements for the ‘blue box’ of centrally authorised medicinal produ cts are given in the ‘Guideline on the packaging information of medicinal products for human use authorised by the Community’ as published
Packaging ‘blue-box’ requirements and additional ...
www.hma.euPackaging ‘blue-box’ requirements and additional information on labelling/package leaflet for products authorised via national, mutual recognition, decentralised or centralised procedures . Additional information on labelling/package leaflet that may be required or
PE009, the PIC/S guide to GMP for medicinal products
www.tga.gov.auPE009, the PIC/S guide to GMP for medicinal products: TGA interpretation and expectations for demonstrating compliance V2.1 September 2020 Page 4 of 69 Authorised Person needs full overview of all manufacturing steps ----- 18. RFS includes consideration of marketing authorisation requirements ---- 18
DP21/4: Sustainability Disclosure Requirements (SDR) and ...
www.fca.org.ukSustainability Disclosure Requirements (SDR) and investment labels under management (AUM). Bloomberg has predicted that responsible and sustainable financial products will account for fully one third of global AUM by 2025. 1.15 As well as its rapid growth, another key characteristic of this market is its diversity.
Introductory Guide to Full Licence Requirements
www.fma.govt.nzA licence holder and any Authorised Body may only provide the class of service to which the licence class relates. This means you need to choose the class that accommodates the way you, and each of your Authorised Bodies, intend to provide regulated financial advice to retail clients. For example, if an
Notice of authority – add signatories, remove signatories ...
www.westpac.com.auAdd the authorised person(s) as signatory(ies) to the account(s) listed below. Change the operating rule (selected in Section F) for the account(s) listed below. Change the operating rule (selected in Section F) for all the accounts in the Account Holder’s name. (Go to Section E if you wish to remove access of existing authorised person).
R11 Stormwater Drainage - Transport for NSW
roads-waterways.transport.nsw.gov.auDesign requirements for individual rung-ladders (step -irons) in pits. 3.8 . Reference to RTA Q Annexure Q/L, AS 3725 deleted. 3.8 . Minor wording revision. 3.8 (d) Minimum compaction level of select fill material adjacent to box culverts specified. 3.8 (e) Minor wording revision. 3.8 . Moisture control during compaction of backfill included.