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4 SQUARE SY LIMITED

4 SQUARE SY LIMITED Terms and Conditions of Business/ Client Agreement Initial Version, April, 2020 Contents AND APPLICATION OF THE TRADING TERMS AND CONDITIONS6 AND INTERPRETATION OF TERMS6 ACKNOWLEDGEMENT15 ACCOUNT OPENING PROCEDURE19 APPROPRIATENESS AND SUITABILITY22 CATEGORISATION25 STRADING PLATFORM 27 INSTRUCTIONS AND ORDERS30 TO EXECUTE ORDERS40 OF TRANSACTIONS41 RIGHT TO FORCE CLOSE42 FEATURE43 REQUIREMENTS43 OF TRANSACTIONS45 19 MIRROR TRADING AND ROBOX45 20 HANDLING OF CLIENTS FUNDS48 21 FEES,COMMISSIONS,CHARGESANDOTHERASSOCIAT ED CHARGES/ COSTS.

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Transcription of 4 SQUARE SY LIMITED

1 4 SQUARE SY LIMITED Terms and Conditions of Business/ Client Agreement Initial Version, April, 2020 Contents AND APPLICATION OF THE TRADING TERMS AND CONDITIONS6 AND INTERPRETATION OF TERMS6 ACKNOWLEDGEMENT15 ACCOUNT OPENING PROCEDURE19 APPROPRIATENESS AND SUITABILITY22 CATEGORISATION25 STRADING PLATFORM 27 INSTRUCTIONS AND ORDERS30 TO EXECUTE ORDERS40 OF TRANSACTIONS41 RIGHT TO FORCE CLOSE42 FEATURE43 REQUIREMENTS43 OF TRANSACTIONS45 19 MIRROR TRADING AND ROBOX45 20 HANDLING OF CLIENTS FUNDS48 21 FEES,COMMISSIONS,CHARGESANDOTHERASSOCIAT ED CHARGES/ COSTS.

2 53 22 PRICING 57 23 DORMANT ACCOUNT PROCEDURES AND HANDLING FEES57 24 INVESTOR COMPENSATION FUND58 25 CUSTOMERS COMPLAINTS58 26 PERSONAL DATA AND CONFIDENTIALITY59 27 AMENDMENT AND TERMINATION OF THE SERVICE AGREEMENT61 28 CONFLICTS OF INTEREST63 29 ANTI MONEY LAUNDERING PROVISIONS64 30 REPORTING TO CLIENTS64 31 FORCE MAJEURE65 32 INTRODUCTION OF CLIENT FROM AN INTRODUCING BROKER66 33 THIRD PARTY AUTHORIZATION67 34 COMMUNICATIONS AND WRITTEN NOTICES68 35 LIABILITY AND INDEMNITY68 36 GUARANTEES ON BEHALF OF THE CLIENT69 37 CHARGEBACK POLICY70 38 INTELLECTUAL PROPERTY72 39 GENERAL PROVISIONS73 40 APPLICABLE LAW AND REGULATIONS73 41 ELECTIVE PROFESSIONAL AND PROFESSIONAL CLIENTS74 REPORTING76 REPORTING STANDARD77 REPORTING77 INFORMATION DISCLOSURE78 GOVERNANCE78 SWAP FREE ACCOUNTS79 FREE ACCOUNTS80 4 SQUARE SY LIMITED ThisAgreementisenteredbyandbetween4 SQUARESYLIMITED(hereafterreferredto as theCompany or we or us )ontheonepartandyou( theCustomer or the Client or you )

3 Whomaybeanaturaloralegalperson,hascomple tedtheCompany s registrationprocedureandhasbeenacceptedb ytheCompanyasitsCustomerontheother part. ThisClientAgreement,togetherwiththe ServiceAgreement andaccompanyingdocuments/ Policies,asamendedfromtimetotime(hereaft er theAgreement ),setsoutthetermsand conditionsuponwhichtheCompanywillofferit sproductsand/orservicestotheClient,and providesthenecessaryinformationtotheClie ntpriortomakingadecisioninregardstothe Company and its services. ByacceptingthisAgreementandproceedingtot heopeningofatradingaccountwiththe Companyand/oritsBrands,theCliententersin toalegallybindingAgreementwiththe Companyanditisassuredthatyou(theClient)u nderstand,agreeandacceptalltheterms and conditions of this Agreement without modifications.

4 CAPITALIX ( ).4 SQUARESY LIMITED isregisteredinSeychelles,companynumber84 26168-1,andisauthorizedand regulatedbytheSeychellesFinancialService sAuthority("FSA")withlicensenumber SD052tocarryoutcertaincategoriesoffinanc ialinvestmentbusinessaspermittedunder sregisteredofficeislocatedatBlock B,Room6, ,Jivan sComplex,MontFleuri,Mahe,Seychelles. Please refer to the website of the Company for more information. (the Act|),Securities(Conduct ofBusiness)Regulations2008,Securities(Fo rmsandFees)Regulations2008,securities (Prospectus)Regulations2008,Securities(T akeovers)Regulations2008,Securities (Takeovers)Regulations2008andtheSecuriti es(Advertisements)Regulations2008 (collectively the Act and Applicable Regulations ).

5 CAPITALIX isownedandoperatedby4 SquareSYLtddulyregisteredin Seychelleswitharegistrationnumber8426168 -1holderofanFSAlicensewithnumber SD052andregisteredaddressatBlockB,Room6, ,Jivan s Complex, Mont Fleuri, Mahe, Seychelles. (hereinafterthe TradingPlatform )and itsofficialwebsite (hereinafter thewebsite )theCompany providesancillaryandinvestmentservices,a sthesearedefinedthroughoutthispresent Agreement. (overtheageof18yearsold) andthathe/ acknowledgestohaveread,understoodandacce ptedthe ServiceAgreement that includesthisClientAgreementwithallofitsT ermsandConditionsofBusiness,the CustomerCategorizationPolicy,theInvestor CompensationFunddocument,the RiskDisclosureNotice,theServicesOfferedd ocument,theConflictofInterest Policy,theOrderExecutionandBestInterestP olicy,theDepositandWithdrawals Policy,CookiesPolicy,PrivacyPolicyandany otherrelevantinformationthatis containedwithintheCompany swebsite.

6 Includingbutnotlimitedtothe informationcontainedwithinthe LegalInformation/Documents sectionsas amended from time to time and as presented on the Company s website(s). apartfromthemainwebsitementionedaboveand whichmaycontaininformation concerningtheCompany,itsservicesandthele galframeworktowhichthe Companyisbounded, continuingtoaccessorusetheCompany swebsite(s)youagreetofollowtheterms and conditions of this Agreement as they may apply to you. sofficiallanguageistheEnglish languageandtheacceptanceofthisAgreementi ncludingthe TermsandConditions of Business constitutes a binding legal agreement with the Company.

7 Maintains. wethe ServiceAgreement providingane-mailaddressforthepurposesof carryingonbusinesswiththe Companyherebyconsentsfortheappropriatene ssofthemediumused( ) websiteoftheCompany( )whichcanbeaccessiblebytheclient the ServiceAgreement togetherwithanyaccompanyingdocumentation willbe provided to him/her only electronically. AND CONDITIONS with the investment and ancillary services provided by the Company. negotiatedandoverruledbyanyprioragreemen tsorarrangementsmadebetweenthe Company and the Client.

8 Swebsite(s)andTradingPlatform(s), aswellastotheelectroniccontentand/orsoft warecurrentlycontainedonthe Company swebsite(s)thatsuppliestheClientwithreal timeinformationaboutthe exchangerateofsomecurrencies,aswellaswit htheprogramfacilitiesforexecuting tradingtransactionsintheForex,CFDsandoth erfinancialinstrumentsviatheweb, phoneorfax,andanyotherfeatures,contentor servicesthattheCompanymayadd in the future. ,arrangements,expressorimplied statementsmadebytheCompanyortheCompany semployees,affiliatesorbusiness sacceptanceoftheterms and conditions of business during the registration process with the Company.

9 ,allthewordsthatdenoteonlythesingularnum berwillalso comprisetheplural,wherevertheaforementio neddefinitionsapplyandviceversa, andthewordsthatdenotenaturalpersonswillc ompriselegalpersonsandviceversa. Wordsdenotinganygenderincludeallthegende rsandwheneverreferenceismade totheterms Paragraphs , Sections and Appendices itconcernsparagraphs, sections and appendices of this Agreement. not affect their interpretation. AND INTERPRETATION OF TERMS defined terms included in this Agreement shall have the following meaning: AccessCodes meanstheuniquecodeswhichtheClientwilldet erminetoenablehis/her accesstothetradingplatformoftheCompanyan d/ortohis/herTradingAccountthroughthe Company s electronic systems.

10 Ask meansthehigherpriceinaQuoteatwhichpricet heClientmaybuyanyfinancial instrument offered by the Company. AuthorizedRepresentative meansthelegalornaturalindividualwhichisa uthorizedby the Client to act on his/her behalf. Agreement meanstheseTermsandConditionsofBusinessfo rtheProductsandServices offeredbytheCompany,asamendedfromtimetot imeandanysubsequentAppendices added thereto. ApplicableRegulations meansFSAL egislation,Directives,CircularsorotherRe gulations issuedbyFSAandgoverntheoperationsofSecur ityDealers,Anti-moneylaundering(AML) Lawandallotherapplicablelawsandrulesinfo rceandasamendedfromtimetotime.


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