Example: stock market
Amendments to Forms and Schedules to Remove …
2 SUPPLEMENTARY INFORMATION: We are adopting amendments to Form Funding Portal, 1 Form MSD, 2 Form MA, 3 Form MA-I, 4 and Instructions for the Form MA Series
Tags:
Information
Domain:
Source:
Link to this page:
Documents from same domain
A Plain English Handbook - SEC
www.sec.govA Plain English Handbook How to create clear SEC disclosure documents By the Office of Investor Education and Assistance . U.S. Securities and Exchange Commission
SECURITIES AND EXCHANGE COMMISSION 17 CFR …
www.sec.govCompliance Date: Issuers must comply with the final rule for the calendar year beginning January 1, 2013 with the first reports due May 31, 2014.
Sarbanes-Oxley Sections 302 & 404 A White Paper …
www.sec.govPage 1 EXECUTIVE SUMMARY The Sarbanes-Oxley Act of 2002 (“SOX”) imposes significant new requirements on companies listed on U.S. stock exchanges.
SEC Final Rule: Modernization of Oil and Gas …
www.sec.govXIII. Final Regulatory Flexibility Analysis A. Reasons for, and Objectives of, the New Rules and Amendments B. Significant Issues Raised by Commenters
Quick Reference Guide EDGAR Access Codes - …
www.sec.govQuick Reference Guide EDGAR Access Codes 1 The term “Access Codes” refers to the set of codes (PMAC, CCC, and password) filers need in order to
Final Rule: Acceptance From Foreign Private Issuers …
www.sec.govI. EXECUTI VE SUMMARY A. Proposed Amendments B. Overview of Comments Received C. Summary of Final Amendments II. ACCEPTANCE OF IFRS FINANCIAL STATEMENTS FROM FOREIGN
Final Rule: Enhanced Disclosure and New …
www.sec.govsecurities and exchange commission 17 cfr parts 230, 232, 239, and 274 [release nos. 33-8998; ic-28584; file no. s7-28-07] rin 3235-aj44 enhanced disclosure and new prospectus delivery option
IM uidance Update - SEC.gov
www.sec.govIM GUIDANCE UPDATE 2 systems become compromised; and (5) the effectiveness of the governance structure for the management of cybersecurity risk.
UNITED STATES OMB APPROVAL SECURITIES AND …
www.sec.govunited states securities and exchange commission washington, d.c. 20549 . form 1-a regulation a offering statement under the securities act of 1933
Form 10-Q - SEC.gov
www.sec.govunited states securities and exchange commission washington, d.c. 20549 . form 10-q . omb approval
Related documents
BREACH OF PERSONALLY IDENTIFIABLE …
www.esd.whs.milbreach of personally identifiable information (pii) report. dd form 2959, feb 2013. 1. general information. a. date of breach (mm/dd/yyyy) b. date breach discovered
Personally Identifiable Information - TAG Home Page
www.kansastag.govthe attachment is an Excel spreadsheet. Phishing continues to be on the rise. Ensure you only open and respond to legitimate e-mails. Printed Material
Defense Security Service
www.dss.mile-Fingerprint memo). The Secure Web Fingerprint Transmission (SWFT) website enables industry users to upload electronic fingerprints and demographic information for applicants requiring a background
BY ORDER OF THE AIR FORCE INSTRUCTION 33 …
static.e-publishing.af.milBY ORDER OF THE SECRETARY OF THE AIR FORCE AIR FORCE INSTRUCTION 33-332 12 JANUARY 2015 Incorporating Change 1, …
DTS Report Request Form - Defense Travel …
www.defensetravel.dod.mil2. Report Type: End Date: 3.Contains PII: Yes. No . 4. If previous answer is yes, what is the intended use of the PII? 5. Report Purpose :
DCS Operations Center San Antonio TX 78249 U. S. …
www.leosaarmy.com1 (12 Mar 18) DCS Operations Center 15750 IH 10 W . San Antonio TX 78249 . U. S. ARMY QUALIFIED LAW ENFORCEMENT OFFICERS SAFETY ACT APPLICATION . …