ANNUAL REPORT - CAA

1 2016/17. ANNUAL . REPORT . SACAA ANNUAL REPORT 2016/17. 2016/17. ANNUAL . REPORT . 1. SACAA ANNUAL REPORT 2016/17. Contents Internal Control Unit 79. Internal Audit 79. Part A Audit and Risk Committtee 80. Compliance with Laws and Regulations 80. Fraud and Corruption 80. Minimising Conflict of Interest 81. General Information 4 Code of Conduct 81. Health, Safety and Environmental Matters 82. General Information 5. Company Secretary 82 List of Abbreviations and Acronyms 6. Social Responsibility 83. Foreword by the Chairperson 8. REPORT of the Audit and Risk Committee 85. Overview by the Director of Civil Aviation 13. Statement of Responsibility and Confirmation of Accuracy of the ANNUAL REPORT 20.

2 Strategic Overview 21 Part D. Legislative and other Mandates 22. High-Level Organisational Structure 23. Board Composition 24. Executive Management Committee 25 Human Resources 89. Overview of Human Resources Matters 90. Human Resource Oversight Statistics 93. Part B. Part E. Performance Information 26. Statement of Responsibility for Performance Information for the Year ANNUAL Financial Statements 99. Ended 31 March 2017 27. Auditor's REPORT : Predetermined Objectives 28 REPORT of the Auditor-General to Parliament Situational Analysis 29 on the South African Civil Aviation Authority 101. Strategic Outcome-Oriented Goals 34 Accounting Authority's Responsibilities Performance Information by Objective 35 and Approval 105.

3 Strategy to Overcome Areas of Underperformance 46 Audit and Risk Committee REPORT 107 - 110. Review of Programmes and Activities 47 Accounting Authority's REPORT 111 - 114. Revenue Collection 60 Company Secretary's Certification 115. Overview on RAASA Activities 61 Statement of Financial Position 116. Statement of Financial Performance 117. Statement of Changes in Net Assets 118. Cash Flow Statement 119. Part C Statement of Comparison of Budget and Actual Amounts 120. Notes to the Consolidated ANNUAL Financial Statements - Accounting Policies 122 - 171. Governance 63 Introduction 64. Executive Authority 65. Accounting Authority 65. Risk Management 77. 2. SACAA ANNUAL REPORT 2016/17.

4 31 August 2017 . Mr Joseph Mkhacani Maswanganyi Minister of Transport Private Bag X193. PRETORIA. 0001. Honourable Minister Maswanganyi, It is a pleasure and honour to submit the South African Civil Aviation Authority's 2016/17 ANNUAL REPORT . The REPORT provides a detailed review of the performance and the strides made by the organisation in fulfilling its mandate during the period 1 April 2016 until 31 March 2017 . Yours sincerely, _____. Mr Smunda Mokoena Chairperson Board of the South African Civil Aviation Authority 3. SACAA ANNUAL REPORT 2016/17. General Information It is our responsibility to break down barriers of division and create a country where there will be neither Whites nor Blacks, just South Africans, free and united in diversity.

5 Oliver Tambo 4. SACAA ANNUAL REPORT 2016/17. General Information REGISTERED NAME: South African Civil Aviation Authority PHYSICAL ADDRESS: Ikhaya Lokundiza 1. 16 Treur Close Waterfall Park Bekker Street Midrand, Johannesburg POSTAL ADDRESS: Private Bag X73. Halfway House 1685. TELEPHONE NUMBER: +27 11 545 1000. FAX NUMBER: +27 11 545 1465. EMAIL ADDRESS: WEBSITE ADDRESS: EXTERNAL AUDITORS: Auditor-General of South Africa BANKERS: Standard Bank of South Africa COMPANY SECRETARY: Ms Nivashnee Naraindath (BA, LLB, LLM, Admitted Attorney). RP: 110/ 2017 . ISBN NUMBER: 978-0-621-45371-3. 5. SACAA ANNUAL REPORT 2016/17. List of abbreviations and acronyms AfBAC/AfBAA African Business Aviation Conference C-FARP Cross-functional Accident Reduction Plan ACC3 Air Cargo or Mail Carrier Operating into the CFO Chief Financial Officer European Union from a Third Country Airport CLE Client Services.

6 Licensing and ACSA Airports Company South Africa Examinations AEP Aviation Environmental Protection CMS Content Management System AFCAC African Civil Aviation Commission CORSIA Carbon Offset and Reduction Scheme for AGM ANNUAL General Meeting International Aviation AGSA Auditor-General of South Africa COSCAP Cooperative Development of Operational AIID Accident and Incident Investigation Safety and Continuing Airworthiness Division Programme AIP Aeronautical Information Publication CRM Customer Relationship Management AMO Aircraft Maintenance Organisation CSSR Central Safety and Security Reporting ANS Air Navigation Services System AO Air Operator DAME Designated Aviation Medical Examiner AOC Air Operator Certificate DCA Director of Civil Aviation APS Aviation Personnel Standards DFEs Designated Flight Examiners ARC Audit and Risk Committee DoA Delegation of Authority ASIB Accident Safety Investigation Board DoT Department of Transport ASC Aviation Security Committee EBS Enterprise Business System ASEC Aviation Safety and Environmental Committee EM Executive Manager ASO Aviation Safety Operations Division EME Exempted Micro Enterprise ASP Advisory Safety Panel ERP Enterprise Resource Planning ATNS Air Traffic and Navigation Services ESAF Eastern and Southern African ATOs Aviation Training Organisations EU European Union ATSUs

7 Air Traffic Service Units EXCO Executive Management Committee AvMed Aviation Medicine FAA Federal Aviation Administration AvSec Aviation Security FIU Flight Inspection Unit B-BBEE Broad-Based Black Economic Empowerment FOD Flight Operations Department CAA Civil Aviation Authority FTP File Transfer Protocol CAE Chief Audit Executive GA General Aviation CAHRS Confidential Aviation Hazard Reporting GASI General Aviation Safety Initiative System GDP Gross Domestic Product CAP Corrective Action Plan GM General Manager CAPSCA Cooperative Arrangement for the GNSS Global Navigation Satellite System Prevention of the Spread of a HDI Historically Disadvantaged Individual Communicable Disease through Air Travel HR Human Resources CAR Civil Aviation Regulation HRC Human Resources and Remuneration CARCom Civil Aviation Regulations Committee Committee CATS Civil Aviation Technical Standards H&S Health and Safety CDE Cabin Designated Examiner HRIS Human Resources Integrated System 6.

8 SACAA ANNUAL REPORT 2016/17. IATA International Air Transport Association PFMA Public Finance Management Act, ICAD International Civil Aviation Day 1999 (Act No. 1 of 1999). ICAO International Civil Aviation Organization PMS Performance Management System ICASA Independent Communications Authority of POC Procurement Oversight Committee South Africa PPL Private Pilot's Licence ICCS ICAO Compliance Section PSC Passenger Safety Charge ICVM ICAO Coordinated Validation Mission QSE Qualifying Small Business Enterprise IIA Institute of Internal Auditors RAASA Recreational Aviation Administration of ILF Industry Liaison Forum South Africa IM Information Management RBO Relationship by Objective ICT Information and Communication RCS Risk Context Statement Technology ROST Regional Office Safety Team ISO International Standard Organisation RPAS

9 Remotely Piloted Aircraft System IT Information Technology RQC Risk, Quality and Compliance JAAP Joint Aviation Awareness Programme SAA South African Airways JARUS Joint Authorities for Rulemaking on SAAsMA Southern African Aerospace Medical Unmanned Systems Association LAGs Liquids, Aerosols and Gels SACAA South African Civil Aviation Authority LOC Local Organising Committee SADC Southern African Development Community LRC Legislative and Regulatory Committee SANAS South African National Accreditation System MoA Memorandum of Agreement SANWIT South African Network for Women in MoI Memorandum of Incorporation Transport MoU Memorandum of Understanding SARPS Standards and Recommended Practices MRV Monitoring, Reporting and Verification SAX South African Express Airways MSP Master Surveillance Plan SCM Supply Chain Management MTEF Medium-term Expenditure Framework SMME Small.

10 Medium and Micro Enterprise MTOW Maximum Take-off Weight SMS Safety Management System NASC National Aviation Security Committee SMTP Simple Mail Transfer Protocol NASCOM National Airspace Committee SRO Southern Regional Of ce NASP National Aviation Security Programme SSP State Safety Programme NATJOC National Joint Operational Centre SSEC Safety, Security and Environmental Committee NATJOINTS National Joint Operational and Intelligence STEBs Security Tamper-evident Bags Structure TCA Type Certified Aircraft NATS National Aviation Transformation Strategy ToR Terms of Reference NDP National Development Plan TR Treasury Regulations NTCA Non-type Certified Aircraft UAS Unmanned Aircraft Systems NUMSA National Union of Metal Workers of USOAP Universal Safety Oversight Audit Programme South Africa WAN Wide Area Network OHS Occupational Health and Safety YTD Year-to-Date PAPI Precision Approach Path Indicator 7.