ARKK

1 Holdings Data - ARKKAs of 10/06/20211 ARKKARK Innovation ETF#CompanyTickerCUSIPS haresMarket Value ($)Weight (%)1 TESLA INCTSLA88160R1012,529,658$1,974,625, HEALTH INCTDOC87918A1059,114,039$1,133,057, INCROKU77543R1023,557,782$1,083,380, GLOBAL INC -CLASS ACOIN19260Q1074,447,416$1,067,780, SOFTWARE INCU91332U1017,862,265$1,006,763, VIDEO COMMUNICATIONS-AZM98980L1013,461,586$890 ,042, INC - ASQ8522341033,341,889$788,618, TECHNOLOGY SASPOTL8681T1023,342,525$754,808, INC - CLASS ASHOP82509L107553,993$730,207, INC - ATWLO90138F1022,055,979$658,386, SCIENCES CORPEXAS30063P1056,785,863$628,642, INC - CLASS APATH90364P10512,077,073$619,795, GROUP INC - CZ98954M2006,934,417$599,827, TECHNOLOGIES INC-APLTR69608A10824,241,330$562,641, INC - CL ADKNG26142R10411,084,603$546.

2 360, THERAPEUTICS INCNTLA45826J1054,105,972$532,790, THERAPEUTICS AGCRSPH171821084,986,896$511,106, INCTWTR90184L1028,090,989$484,326, THERAPEUTICS INCBEAM07373V1055,278,498$451,892, CORPNVTA46185L10315,951,764$421,764, THERAPEUTICS INCFATE31189P1026,228,191$356,875, INCDOCU2561631061,286,087$329,495, GENOMICS INC-CLASS ATXG88025U1092,147,831$305,614, COMMUNICATIONS INCIRDM46269C1027,476,788$290,473, INCPD69553P1006,992,592$280,472, HOLDINGS INC - ATSP90089L1087,198,840$250,735, Data - ARKKAs of 10/06/20212#CompanyTickerCUSIPS haresMarket Value ($)Weight (%)27 PACIFIC BIOSCIENCES OF CALIFPACB69404D1089,712,092$243,870, MARKETS INC - AHOOD7707001025,701,864$239,535, INCTWOU90214J1015,147,439$174,086, INCVCYT92337F1073,827,726$169,759, HEALTH INC -CLASS ASGFY82671G1009,324,598$163,180, BIOWORKS HOLDINGS INCDNA37611X10013,508,972$161,837, MEDICINE INCEDIT28106W1034,065,313$155,416, BIOSCIENCE CORPTWST90184D1001,569,158$155,895, BIOTHERAPEUTICS INCIOVA4622601005,452,020$142,461, INCTRMB8962391001,382,572$113,799, LABS INCPRLB7437131091,444,153$93,523, INCSKLZ83067L10910,943,227$95,096, LIGHTS INCBLI0843101014,746,193$91,126, GOVT CASH MAN INSX9 USDDGCM85,800,025$85,800, LTDSSYSM855481013,608,989$81,382.

3 CORPCERS15708510110,398,200$62,909, NV-ADRMTLS57667T1003,146,064$60,152, LTD-ADRSE81141R100150,110$48,176, LTDCGENM257221055,470,544$34,902, TECHNOLOGIES INCNSTG63009R109642,930$29,343, CO LTD-UNSPONS ADRNTDOY6544453031,500$81, should carefully consider the investment objectives and risks as well as charges and expenses of an ARK ETF before investing. This and otherinformation are contained in the ARK ETFs' prospectuses, which may be obtained on The prospectus should be read carefully before investment in an ARK ETF is subject to risks and you can lose money on your investment in an ARK ETF. There can be no assurance that the ARK ETFs willachieve their investment objectives.

4 The ARK ETFs portfolios are more volatile than broad market averages. The ARK ETFs also have specific risks, which aredescribed in the ARK ETFs' of the ARK ETFs may be bought or sold throughout the day at their market price on the exchange on which they are listed. The market price of an ARKETF's shares may be at, above or below the ARK ETF s net asset value ("NAV") and will fluctuate with changes in the NAV as well as supply and demand in themarket for the shares. The market price of ARK ETF shares may differ significantly from their NAV during periods of market volatility. Shares of the ARK ETFs mayonly be redeemed directly with the ARK ETFs at NAV by Authorized Participants, in very large creation units.

5 There can be no guarantee that an active tradingmarket for ARK ETF shares will develop or be maintained, or that their listing will continue or remain unchanged. Buying or selling ARK ETF shares on anexchange may require the payment of brokerage commissions and frequent trading may incur brokerage costs that detract significantly from investment FDIC Insured No Bank Guarantee May Lose ValueAll statements made regarding companies, securities or other financial information are strictly beliefs and points of view held by ARK Investment ManagementLLC and/or ARK ETF Trust and are not endorsements by ARK of any company or security or recommendations by ARK to buy, sell or hold any security.

6 Holdingsare subject to change without Fund Services, LLC, Data - ARKKAs of 10/06/20213 2021. ARK ETF Trust. No part of this material may be reproduced in any form, or referred to in any other publication, without written permission.