Block B - lyceum.co.za

1 Board Members: AM Sithole (Chairperson) H Wilton (Deputy Chairperson) Z Bassa JV Mogadime Prof PJ Sutherland FE Groepe D Turpin HMH Ratshefola D Msomi I Momoniat O Makhubela (Alternate) Executive Officer: DP Tshidi Riverwalk Office Park Block B 41 Matroosberg Road Ashlea Gardens Extension 6 Pretoria South Africa 0081 PO Box 35655 Menlo Park Pretoria South Africa 0102 Tel +27 12 428 8000 Fax +27 12 346 6941 E-mail Toll free 0800 110443/0800 202087 MR VAN ROOYEN B PRIVATE BAG X32074 BRAAMFONTEIN JOHANNESBURG Fax number: 011 7122113 E-mail: Dear Sir/Madam SUBMISSION OF QUALIFICATION FOR INCLUSION ON THE LIST OF RECOGNISED QUALIFICATIONS: BACHELOR OF COMMERCE: MANAGEMENT SAQA ID 80286 CREDITS 372 NQF Level 7 The qualification you have submitted for consideration has been reviewed by this Office and was successful.

2 The qualification will be included on the list of recognized qualifications as follows: Sub-category Description Recognised as generic (G) Recognised as specific (80% match with qualifying criteria) (S) Recognised as specific (100% match with qualifying criteria) (SP) CATEGORY I Long-Term Insurance : Category A G Short-Term Insurance : Personal Lines G Long-Term Insurance : Category B1 G Long-Term Insurance : Category C G Retail Pension Benefits G Short-Term Insurance : Commercial Lines G Pension Funds Benefits (excluding retail) G ENQUIRIES: FAIS Department D. DIALLING NO.: 012 428 8000 x 367 7102 OUR REF: 673843 FAX: (012) 422 2973 DATE: 17/02/2017 E-MAIL: 4 Sub-category Description Recognised as generic (G) Recognised as specific (80% match with qualifying criteria) (S) Recognised as specific (100% match with qualifying criteria) (SP) Securities and Instruments :Shares G Securities and Instruments : Money market instruments G Securities and Instruments : Debentures and securitised debt G Securities and Instruments : Warrants, certificates and other instruments G Securities and Instruments : Bonds G Securities and Instruments.

3 Derivative instruments G Participatory interests in Collective Investment Schemes G Foreign currency denominated investment instruments G Health Service Benefits G Deposits Defined in the Banks Act - exceeding 12 months G Deposits defined in the Banks act - 12 months or less G Friendly Society Benefits G Long-Term Insurance : Category B2 G N/A Key Individual G CATEGORY II & IIA Long-Term Insurance : Category B1 G Long-Term Insurance : Category C G Retail Pension Benefits G Pension Funds Benefits (excluding retail pension benefits) G Securities and Instruments : Shares G Securities and Instruments : Money market instruments G Securities and Instruments : Debentures and securitised debt G Securities and Instruments : Warrants, certificates and other instruments G Securities and Instruments : Bonds G Securities and Instruments : Derivative instruments G Participatory interests in Collective Investment Schemes G Foreign currency denominated investment instruments G Long-term Deposits G Short-term Deposits G CATEGORY IIA - Hedge Fund FSP G Long-Term Insurance : Category B2 G N/A Key Individual G CATEGORY III - ADMINISTRATIVE FSP 4 Sub-category Description Recognised as generic (G) Recognised as specific (80% match with qualifying criteria) (S) Recognised as specific (100% match with qualifying criteria) (SP) Long-Term Insurance : Category B1 G Long-Term Insurance : Category C G Retail Pension Benefits G Pension Funds Benefits (excluding retail pension benefits) G Securities and Instruments : Shares G Securities and Instruments : Money market instruments G Securities and Instruments : Debentures and securitised debt G Securities and Instruments.

4 Warrents, certificates and other instruments G Securities and Instruments : Bonds G Securities and Instruments : Derivative instruments G Participatory interests in Collective Investment Schemes G Foreign currency denominated investment instruments G Long-term Deposits G Short-term Deposits G Long-Term Insurance : Category B2 G N/A Key Individual G CATEGORY IV Assistance business FSP G N/A Key Individual G OTHER N/A Compliance Officer G The list of recognised qualifications will be updated and will be published on a quarterly basis. We thank you for your interest and participation in this process. Yours sincerely pp REGISTRAR OF FINANCIAL SERVICES PROVIDERS 4