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BOARD NOTICE 80 OF 2003 FINANCIAL SERVICES BOARD …
board notice 80 of 2003 financial services board financial advisory and intermediary services act, 2002 (act no. 37 of 2002) general code of conduct for authorised financial services
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REGULATORY STRATEGY
www.fsca.co.zafor financial customers • Good conduct and Treating Customers Fairly (TCF) principles embedded consistently across the financial sector • Conduct risks mitigated 2. Act against misconduct to support confidence and integrity in the financial sector • Trust in the financial sector maintained 3. Promote the development of an innovative ...
REGULATORY STRATEGY OF THE FINANCIAL SECTOR …
www.fsca.co.za4 PURPOSE AND EXECUTIVE SUMMARY PURPOSE OF THIS STRATEGY DOCUMENT The Financial Sector Regulation Act, 9 of 2017 (FSR Act) requires the Financial …
CURATOR PROGRESS REPORT TO THE FINANCIAL SECTOR …
www.fsca.co.za2.1.4. The Annual General Meeting of the Fund took place (virtual via MS teams) on 29 November 2021 and the financial statements were discussed at the Annual General Meeting held on 29 November 2021; 2.1.5. We are in the process of ensuring that the financial statements are finalised for online
FSCA Press Release 14 December 2021 FSCA releases latest 3 ...
www.fsca.co.zaStrategic Plan (2020-2025) and Annual Performance Plans, based on the financial year starting 1 April of each year. These are: Strategic Objective Intended Outcomes 1. •Improve industry practices to achieve fair outcomes for financial customers Fairly (TCF) principles embedded Good conduct and Treating Customers
Executive Committee: Commissioner: U. Kamlana I Deputy ...
www.fsca.co.zais not authorised to trade in CFDs or to provide financial advisory and intermediary services in South Africa. Following communication between ByBit and the FSCA, ByBit have indicated their willingness to apply for authorisation to provide financial advisory and intermediary services in …
Board Notice 194 of 2017 - FSCA
www.fsca.co.zaColumn A (Category l) TABLE A Column D (Category Ill) Column E (Category IV) Column B (Category Il) Column C (Category IIA)
USER GUIDE FOR THE FAIS ONLINE REPORTING SYSTEM
www.fsca.co.zaFAIS Online User Guide V4 (Updated 30 August 2016) 8. Validating the report After all the questions have been answered and all annexures have been attached the user must click on the “Validate” button which can be found at both the top and bottom of the screen (see below).
FSCA FAIS Notice 142 of 2021
www.fsca.co.zaFAIS Notice 119 of 2017, as amended by FAIS Notice 89of 2019, hereby amends the Schedule to that Notice by the substitution of the date“31 December 2021 ” in paragraph 2(4) of the date “31 December 2023”. This Notice is called theAmendment of the Exemption of Compliance Officers from Section 4(4)
FSCA RF NOTICE 23 OF 2021 EXEMPTION OF CERTAIN FUNDS …
www.fsca.co.zaBalfour Williamson SA (Pty) Limited Pension Fund 9132 Regulations 37, 38 & 39 04 May 2021 03 May 2023 Barford Jones Orthomed Provident Fund 30575 Regulations 37, 38 & 39 23 July 2021 22 July 2023 Bargaining Council ECI Staff Pension Fund 37856 Regulations 37, 38 & 39 07 April 2021 06 April 2023 Basil Read Group Pension Fund 20705
Media release 1. 2. 3.
www.fsca.co.zaFunds) Act No. 28 of 2001, the PA applied to the High Court of South Africa, Gauteng Local Division, Johannesburg (High Court of South Africa), on 21 December 2021, by way of an ex parte application, to place 3Sixty under curatorship. 8.This order was granted, and with effect from 21 December 2021, 3Sixty’s business,
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