CENTRAL ELECTRICITY REGULATORY …

1 CENTRAL ELECTRICITY REGULATORY commission NEW DELHI Coram: Dr. Pramod Deo, Chairperson Shri R. Krishnamoorthy, Member Shri S. Jayaraman, Member Shri Verma, Member No. L-1/(3)/2009-CERC Date: 31st December, 2009 In the matter of Approval of Detailed Procedures of CENTRAL Transmission Utility under Regulation 27 (1) of the CENTRAL ELECTRICITY REGULATORY commission (Grant of Connectivity, Long-term Access and Medium-term Open Access in inter-State Transmission and related matters) Regulations, 2009. ORDER Sub-section (1) of Regulation 27 of CENTRAL ELECTRICITY REGULATORY commission (Grant of Connectivity, Long-term Access and Medium-term Open Access in inter-State Transmission and related matters) Regulations, 2009 (Open-access Regulations) provides as under: 27.

2 Detailed Procedure (1) Subject to the provisions of these regulations, the CENTRAL Transmission Utility shall submit the detailed procedure to the commission for approval within 60 days of notification of these regulations in the Official Gazette: Provided that prior to submitting the detailed procedure to the commission for approval, the CENTRAL Transmission Utility shall make the same available to the public and invite comments by putting the draft detailed procedure on its website and giving a period of one month to submit comments; Provided further that while submitting the detailed procedure to the commission , the CENTRAL Transmission Utility shall submit a statement indicating as to which of the comments of stakeholders have not been accepted by it along with reasons thereof.

3 2. The CENTRAL Transmission Utility in its Letter No. C\ENG\SEF\CERC dated has submitted the draft Detailed Procedure on grant of Connectivity, Long-term Access & Medium-term Open Access along with the statement containing the comments of the stakeholders. 3. We hereby approve the Detailed Procedures titled Procedure for making application for grant of connectivity in ISTS in exercise of our power vested under Regulation 27 (1) of the Open-access Regulations. The approved Procedure is enclosed as Annexure to this order. 4. We direct the CENTRAL Transmission Utility to give wide publicity to the Procedure for the information of and compliance by all concerned. 5. In terms of Regulation 1 (2) of the Open-access Regulations, we direct that the CENTRAL ELECTRICITY REGULATORY commission (Grant of Connectivity, Long-term Access and Medium-term Open Access in inter-State Transmission and related matters) Regulations, 2009 shall come into force The Secretary of the commission is directed take necessary action for issue of notification to that effect.

4 6. We also direct the CTU to operationalise the procedure as per Annexure to this order -sd/- -sd/- -sd/- -sd/- [V. S. Verma] [S. Jayaraman] [R. Krishnamoorthy] [Dr. Pramod Deo] Member Member Member Chairperson Procedure for making application for Grant of Connectivity in ISTS Page 1 of 130 ANNEXURE (Para 3 of Order (3)/2009-CERC Dated: 31st December, 2009) PROCEDURE FOR MAKING APPLICATION FOR GRANT OF CONNECTIVITY IN ISTS 1. OUTLINE This Procedure is in accordance with the various provisions of the CENTRAL ELECTRICITY REGULATORY commission (Grant of Connectivity, Long-term Access and Medium-term Open Access in inter-State Transmission and related matters) Regulations, 2009 hereinafter referred to as the Regulations.

5 All applicants shall abide by the provisions of the Regulations. This Procedure shall apply to the Applications made for Grant of Connectivity to the transmission lines or associated facilities of the inter-State transmission system (ISTS), received by the CENTRAL Transmission Utility (CTU) on or after the date notified by the commission of coming into force of the Regulations. Application for grant of connectivity can be made by :- A Generating station of installed capacity 250 MW and above, including a captive generating plant of exportable capacity of 250 MW and above. A bulk consumer who intends to avail supply of a minimum load of 100 MW from the Inter-State Transmission System. The applicant (Generator/bulk consumer) already connected to grid (regional or state grid) or for which connectivity is already granted under the present arrangement, shall not be allowed to apply for additional connectivity for the same capacity.

6 In case of extension of capacity of generator or bulk consumer, however, it shall be required to make application for connectivity as per the provisions of these procedures. The nodal agency for grant of Connectivity, Long-term access and Medium-term open access to the inter-state transmission system shall be the CTU Power Grid Corporation of India Limited (POWERGRID). Applicant granted Connectivity will be required to sign Connection Agreement with CTU prior to the physical inter-connection. In case the connectivity is granted to the ISTS of an inter-State transmission licensee other than the CTU, a tripartite Procedure for making application for Grant of Connectivity in ISTS Page 2 of 130 agreement shall be signed between the applicant, the CENTRAL Transmission Utility and such inter-State transmission licensee, in line with the provisions of the Regulations.

7 After signing of the Agreement, Nodal Agency will provide a copy of the same to concerned SLDC/RLDC. The scheduling jurisdiction and procedure, metering, energy accounting and accounting of Unscheduled Interchange (UI) charges would be as per the relevant CERC Regulations and the Indian ELECTRICITY Grid Code, as amended from time to time. The applicant shall have to comply with the provisions of the Regulations. 2. INFORMATION REQUIRED TO BE SUBMITTED WITH THE APPLICATION FOR CONNECTIVITY BY GENERATING STATION In order to assess preparedness of applicant making application for the connectivity to the ISTS, an applicant is required to submit along with its application, documents in support of having initiated specific actions for project preparatory activities in respect of matters mentioned in (i) to (v) below. i) Site identification and land acquisition: The applicant shall inform land required for the generation project along with extent to which the same have been acquired and taken possession of.

8 The Requirement of land would be considered as indicated in the proposal filed with the competent authority for seeking environmental clearance. In case of land to be acquired under the Land Acquisition Act 1894, the applicant shall submit copy of notification issued for such land under Section 4 of the Land Acquisition Act 1894. In all other cases, the applicant shall furnish documentary evidence in the form of certificate by concerned and competent revenue / registration authority for the acquisition / ownership / vesting of the land. ii) Environmental clearance for the power station: The applicant shall have to inform status on submission of requisite proposal, for the environmental clearance, to the concerned administrative authority (first level submission). iii) Forest Clearance (if applicable) for the land for the power station: The applicant shall have to inform status on submission of requisite proposal, for the forest clearance, to the concerned administrative authority (first level submission).

9 Iv) Fuel Arrangements: Details on fuel arrangements shall have to be informed for the quantity of fuel required to generate power from the power station for the total Procedure for making application for Grant of Connectivity in ISTS Page 3 of 130 installed capacity intended for connectivity. v) Water linkage: The applicant shall inform the status of approval from the concerned state irrigation department or any other relevant authority for the quantity of water required for the power station. These evidences shall be supported by a sworn in affidavit by the generation project developer as per the format given at FORMAT-CON-1. 3. SUBMISSION OF APPLICATION The application for Grant of Connectivity to ISTS should be submitted in a sealed envelope with Application for Grant of Connectivity clearly marked on the envelope.

10 The application shall be addressed to Executive Director (SEF & CE) Power Grid Corporation of India Limited Saudamini, Plot No. 2, Sector 29 Near IFFCO Chowk Gurgaon 122 001 Haryana Fax: 0124 2571809 The application for Grant of Connectivity to ISTS shall be made as per the application format for connectivity and shall contain details such as, geographical location of the generation project, unit-wise commissioning schedule, etc. [FORMAT-CON-2 : Application shall be accompanied by a non-refundable fee as specified in the Regulations Application for Grant of Connectivity ]. Sl. Quantum of Power to be injected/offtaken into/from ISTS Non-refundable Application Fees (Rs. Lakhs) 1 Upto 100 MW 2 2 More Than 100 MW and upto 500 MW 3 3 More Than 500 MW and upto 1000 MW 6 4 More than 1000 MW 9 Procedure for making application for Grant of Connectivity in ISTS Page 4 of 130 Application fees are to be paid through DD or directly credited to POWERGRID Account electronically through RTGS (Real-time gross settlement) as per details given below: a) Payee : Power Grid Corporation of India Ltd b) Name of Bank : State Bank of Hyderabad c) Branch : Kundan House, Nehru Place, New Delhi 110 019.