Chinese Companies Listed on Major U.S. Stock Exchanges

1 Last updated: February 25, 2019 1 Chinese Companies Listed on Major Stock Exchanges Below is a complete list of all Chinese Companies Listed on the NASDAQ, New York Stock Exchange, and NYSE American, the three largest Exchanges . As of February 25, 2019, there were 156 Chinese Companies Listed on these Exchanges with a total market capitalization of $ trillion. An asterisk next to the Stock symbol indicates a company with at least 30 percent state ownership. As of February 25, 2019, there were at least 11 Chinese state-owned Companies Listed on the three Major Exchanges . A highlighted row indicates a company that was not included on the Public Company Accounting Oversight Board s (PCAOB) September 2018 review of Companies where the PCAOB is denied access to conduct inspections.

2 The full PCAOB list can be found at Note on methodology: This list only accounts for Companies based in China. It does not account for all offshore Chinese Companies in Hong Kong or elsewhere. The actual number of Chinese Companies Listed on these Exchanges is higher. For some of the Companies , information on their IPO year, IPO value, or underwriters was not available, in some cases due to reverse mergers or direct listings. This table is not a complete list of all Chinese Companies Listed on Exchanges , but is a close approximation using information from three of the main Exchanges . All data was pulled on February 25, 2019 from NASDAQ, Companies in China.

3 Symbol Name market Cap (US$ mil) IPO Year IPO Value (US$ mil) Sector Lead Underwriters 1. BABA Alibaba Group Holding Limited $458,609 2014 $21,767 Business Services Credit Suisse, Deutsche Bank, Goldman Sachs, JP Morgan Chase, Morgan Stanley, citigroup 2. PTR* PetroChina Company Limited $123,612 2000 $680 Energy Blackrock, Inc., JP Morgan Chase, citigroup , Goldman Sachs 3. SNP* China Petroleum & Chemical Corporation $104,618 2000 $3,500 Energy Morgan Stanley, China International Capital Corp (CICC) 4. LFC* China Life Insurance Company Limited $76,145 2003 $3,000 Finance CICC, Credit Suisse, citigroup , Deutsche Bank 5.

4 BIDU Baidu, Inc. $58,269 2005 $109 Technology Goldman Sachs, Piper Jaffray, Credit Suisse Last updated: February 25, 2019 2 Symbol Name market Cap (US$ mil) IPO Year IPO Value (US$ mil) Sector Lead Underwriters 6. CHA* China Telecom Corp Ltd $45,565 2002 Public Utilities JP Morgan Chase, Blackrock, Government of Singapore Investment Corporation 7. JD , Inc. $37,544 2014 $1,800 Consumer Services Merrill Lynch, UBS 8. PDD Pinduoduo Inc. $32,727 2018 $1,626 Business Services CICC, Credit Suisse, and Goldman Sachs 9. NTES NetEase, Inc. $29,240 2000 Business Services Merrill Lynch and Deutsche Bank 10.

5 IQ iQIYI, Inc. $20,046 2018 $2,250 Consumer Services Goldman Sachs, Merrill Lynch, Credit Suisse 11. TAL TAL Education Group $19,257 2010 $120 Consumer Services Credit Suisse, Morgan Stanley 12. CTRP International, Ltd. $17,733 2003 $76 Business Services Merrill Lynch 13. ZTO ZTO Express (Cayman) Inc. $15,436 2016 $1,406 Transportation Morgan Stanley, Goldman Sachs 14. WB Weibo Corporation $15,249 2014 $286 Technology Credit Suisse, Goldman Sachs 15. EDU New Oriental Education & Technology Group, Inc. $12,762 2006 $113 Consumer Services Credit Suisse, Goldman Sachs 16. HTHT Huazhu Group Limited $10,288 2010 $110 Consumer Services Goldman Sachs, Morgan Stanley 17.

6 CEA* China Eastern Airlines Corporation Ltd. $10,032 1997 Transportation Morgan Stanley 18. ZNH* China Southern Airlines Company Limited $9,924 1997 Transportation Goldman Sachs 19. HNP* Huaneng Power International, Inc. $9,858 1994 Public Utilities CICC, Goldman Sachs, Macquarie, Morgan Stanley Last updated: February 25, 2019 3 Symbol Name market Cap (US$ mil) IPO Year IPO Value (US$ mil) Sector Lead Underwriters 20. MOMO Momo Inc. $6,847 2014 $216 Technology Morgan Stanley, Credit Suisse, Morgan, China Renaissance Securities 21. ACH* Aluminum Corporation of China Limited $5,884 2001 Basic Industries JP Morgan Chase, Blackrock, Goldman Sachs, Templeton Asset Management, Capital Group 22.

7 SHI* SINOPEC Shangai Petrochemical Company, Ltd. $5,451 1993 Basic Industries Morgan Stanley, CICC 23. SMI* Semiconductor Manufacturing International Corporation $5,423 2004 $1,712 Technology Credit Suisse and Deutsche Bank 24. SINA Sina Corporation $4,689 2000 Technology Morgan Stanley, CICC 25. YY YY Inc. $4,662 2012 $82 Technology citigroup , Deutsche Bank, Morgan Stanley 26. JOBS 51job, Inc. $4,425 2004 $74 Technology Morgan Stanley 27. VIPS Vipshop Holdings Limited $4,402 2012 $72 Consumer Services Goldman Sachs and Deutsche Bank 28. BILI Bilibili Inc. $3,762 2018 $483 Technology Merrill Lynch, JP Morgan Chase, Morgan Stanley 29.

8 GDS GDS Holdings Limited $3,666 2016 $193 Technology Credit Suisse, Morgan 30. QTT Qutoutiao Inc. $3,547 2018 $84 n/a citigroup , Deutsche Bank 31. CBPO China Biologic Products Holdings, Inc. $3,180 2010 $152 Health Care Morgan Stanley 32. NOAH Noah Holdings Ltd. $3,154 2010 $101 Finance Merrill Lynch, JP Morgan Chase 33. GSH* Guangshen Railway Company Limited $3,111 1996 Transportation JP Morgan Chase Last updated: February 25, 2019 4 Symbol Name market Cap (US$ mil) IPO Year IPO Value (US$ mil) Sector Lead Underwriters 34. QFIN 360 Finance, Inc. $2,318 2018 $52 Finance AAMTD global Markets Ltd, citigroup global Markets, Goldman Sachs, Haitong International Securities Co Ltd, Lighthouse Capital Inc.

9 35. BZUN Baozun Inc. $2,111 2015 $110 Consumer Services Merrill Lynch, Credit Suisse, Morgan Stanley 36. QD Qudian Inc. $1,893 2017 $900 Finance citigroup , CICC, Credit Suisse, Morgan Stanley, and UBS 37. LX LexinFintech Holdings Ltd. $1,881 2017 $108 Finance Deutsche Bank, Goldman Sachs, Merrill Lynch, China Renaissance Securities 38. FANH Fanhua Inc. $1,683 2007 $188 Finance Morgan Stanley 39. ZLAB Zai Lab Limited $1,441 2017 $150 Health Care citigroup , JP Morgan Chase, Leerink Partners 40. CSIQ Canadian Solar Inc. $1,425 2006 $116 Technology Deutsche Bank, Lehman Brothers 41. UXIN Uxin Limited $1,408 2018 $225 Business Services CICC, China Renaissance Securities, Goldman Sachs, JP Morgan Chase, Morgan Stanley 42.

10 BEDU Bright Scholar Education Holdings Limited $1,400 2017 $158 Consumer Services Deutsche Bank, Morgan Stanley 43. BITA Bitauto Holdings Limited $1,362 2010 $127 Technology citigroup , UBS 44. HOLI Hollysys Automation Technologies, Ltd. $1,325 Energy JP Morgan Chase 45. CYOU Limited $1,139 2009 $120 Technology Merrill Lynch, Credit Suisse 46. VNET 21 Vianet Group, Inc. $1,053 2011 $195 Technology Deutsche Bank, Goldman Sachs, Barclays 47. HMI Huami Corporation $1,001 2018 $110 Technology China Renaissance Securities, Credit Suisse, citigroup 48. JG Aurora Mobile Limited $977 2018 $77 Technology Credit Suisse, Deutsche Bank, Goldman Sachs Last updated: February 25, 2019 5 Symbol Name market Cap (US$ mil) IPO Year IPO Value (US$ mil) Sector Lead Underwriters 49.