1 Clearstream BankingFee Schedulefor customers of Clearstream BankingIMPORTANT NOTICE TO CUSTOMERS OF Clearstream Banking AGPlease note that the German version of the Clearstream Banking Fee Schedule is legally binding on customers of Clearstream Banking AG only and shall prevail over any translations which have been provided for commercial purposes BankingFee ScheduleDocument number: 6210 This document is a Governing Document as defined in General Terms and Conditions and is subject to the General Terms and Conditions unless otherwise in this document may not be reproduced or transmitted in any form or for any purpose, other than for intended business use, without the express written consent of Clearstream Banking . Clearstream Banking in this document refers collectively to Clearstream Banking (CBL) and Clearstream Banking AG (CBF). Content of this document is subject to change from time to time with prior notice.
2 Copyright Clearstream Banking (2018). All rights Banking is a Deutsche B rse Group April 2018iClearstream Banking - fee scheduleContentsi. General.. Foreword .. Transparency .. Validity .. Payment currency .. Payment terms .. Customer accounts .. Internet access to invoices .. Instruments .. Value added tax and other taxes .. Deposit Insurance Fund .. Applicable law and jurisdiction .. 2ii. Main principles .. Family groups and account grouping .. 21. Safekeeping services .. Safekeeping fee and securities valuation principles .. Safekeeping prices .. 42. Settlement services .. Settlement fees for accounts eligible for Central Bank Money .. Settlement fees for accounts eligible for Commercial Bank Money .. Minimum settlement fees .. 113. Custody administration services .. Custody events .. Withholding tax services .. Proxy voting services.
3 Vaults services.. Global Bearer Certificates service .. German registered shares service .. 194. Investment fund services - CFF and Vestima .. Fund issuance through CFF .. Order routing through Vestima and VestimaPRIME.. 215. Information provision services .. Reporting .. Online queries .. Data transport charges .. Workstation charges .. VestimaPRIME Data service .. 326. Global Securities Financing .. Securities lending services .. Collateral management services.. 37 Clearstream Banking - fee scheduleii1 April 20187. Cash and liquidity management services .. Cash management fees and interest cost for late or uncovered pre-advices .. Penalty fee for late TARGET 2 cash supply in DD-Direct debit cycles .. 458. Other services .. Standard account service fee .. Fees for non-STP and manual services .. Taxbox Service for German Flat Tax for Investment Income.
4 Financial transaction tax .. Out of pocket expenses .. Return on T2S investment cost contribution .. 49 Annex 1: Settlement and safekeeping prices .. 51 Argentina .. 52 Armenia .. 53 Australia .. 54 Austria .. 55 Belgium .. 56 Brazil .. 57 Bulgaria .. 58 Canada .. 59 China.. 60 Croatia .. 61 Cyprus.. 62 Czech Republic .. 63 Denmark.. 64 Dubai (NASDAQ Dubai) .. 65 Estonia .. 66 Finland .. 67 France.. 68 Georgia .. 70 Germany .. 71 Greece .. 73 Hong Kong .. 74 Hungary .. 75 Iceland .. 76 Indonesia .. 77 International.. 78 Investment funds - Fund market groups A, B and C .. 80 Ireland .. 82 Israel.. 83 Italy .. 84 Japan .. 86 Latvia .. 88 Lithuania.. 89 Luxembourg (LuxCSD) .. 90 Luxembourg (VP Lux) .. 91 Malaysia .. 92 Malta .. 93 Mexico.. 94 Netherlands .. 95 New Zealand .. 97 Norway .. 98 Philippines .. 991 April 2018iiiClearstream Banking - fee schedulePoland.
5 100 Portugal .. 101 Romania .. 102 Russia .. 103 Singapore .. 104 Slovak Republic .. 105 Slovenia .. 106 South Africa .. 107 South Korea .. 108 Spain .. 109 Sweden .. 110 Switzerland .. 111 Taiwan .. 112 Thailand .. 113 Turkey.. 114 United Kingdom .. 115 United States of America .. 117 Uruguay .. 119 Note: Annex 2: Safekeeping prices ..120 Germany .. 120 Austria .. 121 Belgium .. 121 Denmark .. 122 Finland .. 122 France .. 123 Italy .. 123 Malta.. 124 Netherlands .. 124 Spain .. 125 Switzerland .. 125 United States of America .. 126 Annex 3: Calculation examples ..127 Safekeeping services (section 1) .. 127 T2S settlement against counterparties in T2S (section and ) .. 130 T2S settlement against counterparties outside T2S (section and ) .. 131 Internal and Bridge instructions (section ) .. 131 External instructions against counterparties in T2S (section ).
6 132 Price for reported items (section ) .. 133 SWIFT data transport (section ) .. 134 VestimaPRIME Data service (section ) .. 135 Fees for Collateral giver - Servicing Fee (section ) .. 136 Return on T2S investment cost contribution (section ) .. 136 Clearstream Banking - fee scheduleiv1 April 2018 This page has intentionally been left April 2018 Page fee Schedule sets forth the fees applicable to the services and products of Clearstream Banking to its the purpose of this fee Schedule , Clearstream Banking refers to: Clearstream Banking having its registered office located at 42 Avenue JF Kennedy, L-1855 Luxembourg, Grand Duchy of Luxembourg and registered with the trade and companies register of Luxembourg under registration number ; and Clearstream Banking AG having its registered office located at 61, Mergenthalerallee, D-65760 fee Schedule specifies which of the sections set out the fees applicable to the common services for Clearstream Banking , Clearstream Banking AG and the sections dedicated to the services and fees per relevant fee Schedule is structured to ease customers invoice reconciliation.
7 A specific product reference, called invoice code in this document, independent from the tariff section numbering will be visible both on the tariff and on the invoice. The invoice codes will be added to this document for the first fee Schedule is valid from 1 April 2018 until further notice. Clearstream Banking reserves the right to amend to and/or supplement this fee Schedule . Changes to the fee Schedule are communicated to customers via customer email alert, upon subscription, and are available on our website, currencyAll fees are expressed and invoiced in EUR unless otherwise specified. Payments can be made in other currencies via our automatic FX service (available to ICSD accounts opened with Clearstream Banking ). termsInvoicing of fees is carried out monthly: customers are notified at the beginning of the month following the invoice period via an invoice of the total amount of fees payable.
8 No invoice is sent for payment of interest covered in this ' accounts will be debited on the 15th day of the month or on the next possible business day if the 15th falls on a weekend or on a day that the TARGET payment system is closed for accountsThis fee Schedule applies to: ICSD accounts opened with Clearstream Banking and Clearstream Banking AG (6-series accounts); and CSD accounts opened with Clearstream Banking AG (German issuer CSD and investor CSD via T2S). access to invoicesThe Clearstream Billing Portal provides easy online access to customer invoices via our website, under Applications/Billing Banking - fee schedulePage 21 April pricing purposes, instruments are grouped into four categories: Debt: Fixed rate eurobonds, fixed rate convertibles, other fixed rate bonds, floating rate notes (FRN), certificates of deposit (CDs), short term notes (STN), euro commercial paper and all other bonds; Equities: Equities, depository receipts, warrants and rights; Investment funds: These feature distinct complexities depending on the fund structure.
9 In order to account for these complexities, Clearstream Banking classifies funds into Fund Market Groups (FMG): FMG A (simple investment funds), FMG B (complex mutual funds) and FMG C (alternative investment instruments), further details are available in the CBL Customer Handbook; Securitised commodities Bearer bond Xetra-Gold . added tax and other taxesValue added tax and other taxes are not included in these Insurance FundClearstream Banking AG participates in the Deposit Insurance Fund of the Bundesverband Deutscher Banken (Federal Association of German Banks). Bearer bonds issued by the bank are further information, please refer to section XXX of the General Terms and Conditions of Clearstream Banking AG, the Information sheet for depositors and the website of Entsch digungseinrichtung deutscher Banken law and jurisdictionThis fee Schedule for the services provided by Clearstream Banking shall be governed by and construed in accordance with the laws of the Grand Duchy of Luxembourg.
10 Any dispute arising in relation to this fee Schedule for the services provided by Clearstream Banking shall be subject to the exclusive jurisdiction of the competent Luxembourg fee Schedule for the services provided by Clearstream Banking AG shall be governed by and construed in accordance with the laws of the Federal Republic of Germany. Any dispute arising in relation to this fee Schedule for the services provided by Clearstream Banking AG shall be subject to the exclusive jurisdiction of the competent courts of Frankfurt am groups and account and control criteriaThe notion of family group and account grouping plays an important role in the determination of the parent company holds an account either with CBL, CBF or LuxCSD, the family group includes the parent company and all other affiliates, that are owned 50% or more by the parent and directly or indirectly controlled.