Customer Information Pack - NatWest …

1 Customer Information PackYour guide to completing this form Please complete this Customer Information pack (CIP) in BLOCK CAPITALS and in BLACK INK. Please complete all fields in all sections of this CIP and sign section H located on page 10. If you have any queries, please call our dedicated helpline on the number in the covering letter between 9am and 5pm Monday to Friday (UK time) and we will be happy to help. Alternatively, please e-mail and we will happily respond to your query. I no longer need my account(s). What are the steps I must take to close my account(s)? If you decide that you no longer need your account(s) then please complete Section I: Request to Close an Account of the CIP only and send this back to us using the enclosed pre-paid envelope. If you are choosing to close your account(s) there is no need for you to complete the CIP in full, you only need to complete and return Section I: Account Closure Form.

2 Your account(s) cannot be closed over the phone or and address documentation is required from: All Account Holders and those with authority to operate stated account(s) as described in the Glossary of Terms in the enclosed Frequently Asked Questions & Guidance Notes booklet. Please note that any joint account holders will be contacted separately and requested to complete their own CIP and provide the required certified documentation. Identification documentation required for individuals: A certified copy of your passport (in the absence of a current passport we may accept alternative proof of identification, National ID Card, Drivers Licence full list provided in Section E of this form and the enclosed Guidance Notes)Address documentation required for individuals: A certified current (issued within the last 6 months) confirmation of residential address, a utility bill.

3 For a full list of acceptable address verification documents please review section F of this form and the enclosed Guidance Requirements all documents provided confirming identity and address must be certifiedYou can take the documents to any authorised RBS or NatWest Employee, Bank Manager of a licenced, regulated bank, Lawyer*, Advocate or Notary Public*, Accountant*, a Director, Manager, or Officer of a Regulated Financial Services Business in a well regulated Jurisdiction, a Company Secretary*, a Senior Civil Servant, Member of the Judiciary, Serving Police Officer or Serving Customs Officer provided they are not in a high risk you live outside of the UK, Channel Islands or Isle of Man our requirements may differ and we would encourage you to call us to discuss in further detail.*who is a member of a recognised professional bodyThe documents must be in English or we will require a certified translation of the document into of additional pages for this form:Should you require additional copies of any pages in the CIP then please go to where you will find all relevant documentation that can be downloaded and printed as required.

4 Further correspondence:We may need to write to you again if any of the Information we have requested is missing or unclear or if any further questions arise from the Information you Royal Bank of Scotland International Limited trading as NatWest ( NatWest ). Registered Office: Box 64, Royal Bank House, 71 Bath Street, St. Helier, Jersey JE4 8PJ. Tel. 01534 282850. Regulated by the Jersey Financial Services Commission. Guernsey business address: PO Box 62, Royal Bank Place, 1 Glategny Esplanade, St. Peter Port, Guernsey, GY1 4BQ. Tel. 01481 703860. Regulated by the Guernsey Financial Services Commission and licensed under the Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended, the Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, and the Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended.

5 Isle of Man business address: Royal Bank House, 2 Victoria Street, Douglas, Isle of Man IM99 1NJ. Tel. 01624 637190. Licensed by the Isle of Man Financial Services Authority in respect of Deposit Taking, Investment Business and registered as a General Insurance Intermediary. NatWest is the registered business name of The Royal Bank of Scotland International Limited under the Business Names Registration Act. Gibraltar business address: National Westminster House, PO Box 707, 57 Line Wall Road, Gibraltar. Tel. 200 77737 or 200 73200. Regulated and authorised by the Financial Services Commission, Gibraltar to undertake Banking and Investment Business from 55 and 57 Line Wall Road and 1 Corral Road, Gibraltar. Our services are not offered to any person in any jurisdiction where their advertisement, offer or sale is restricted or prohibited by law or regulation or where we are not appropriately licensed.

6 Internet e-mails are not necessarily secure as Information might be intercepted, lost or destroyed. Please do not e-mail any account or other confidential Information . Whilst we make every effort to ensure that the Information , including Information based on statutes or other legislative or regulatory instruments, given in this web site is up to date, it is not possible to guarantee that this is the case and so we shall not be liable for any loss resulting from reliance upon such Information . Calls may be Oct 16 Page 1 of 10 RefSECTION A: Customer INFORMATIONA COPY OF THIS PAGE SHOULD BE COMPLETED BY EACH INDIVIDUAL WITH AUTHORITY TO OPERATE THE ACCOUNTNOTE - Joint account holders will be contacted separately and requested to complete their own CIPRef: Customer Information RequiredExample(s)Please complete all boxes1 Title ( Mr, Mrs, Miss)Mr2 First NameJohn3 Any Middle Names (Insert N/A if not applicable)Andrew4 SurnameSmith5 Any Former Names (Insert N/A if not applicable)N/A6 Gender (Select as appropriate)Male7 Date of Birth (DD/MM/YYYY)01/01/19758 Place of Birth (including Country)Edinburgh, Scotland9 Nationality(If you have dual nationality, please state both)British10 Government Issued ID Number(Should be the unique ID number attached to the verification document provided in section E)Passport Number.

7 30154485811 Principal Residential Address (As detailed on the verification document in Section F)The Flat,Bank House71 Bath Street,St Helier12 Principal Residential Address CountryJersey13 Principal Residential Address PostcodeJE4 8PG14 Employment Status(Select as appropriate)Employed15 OccupationRetail Assistant16 EmployerMarks & Spencer17 Approximate Gross Annual Earnings/Income 20,000 all countries where, for the purposes of taxation, the account holder is a tax resident or citizen1) Jersey2) United Kingdom19 Taxpayer Identification Number(s) (for each country identified in question 18 above)1) JY 123456 ABC2) NI 98765432 J20 Taxpayer Identification Number Type (for each number identified in question 19 above)1) Social Security2) National Insurance NumberIRCPN03 Oct 16 Page 2 of 10 RefSECTION B: Customer CONTACT INFORMATIONTHIS PAGE SHOULD BE COMPLETEDRef.

8 Customer Information RequiredExample(s)Please complete all boxes1 Primary Contact Telephone Number +44 (0)1534 1234562 Alternative Contact Telephone Number +44 (0)1534 9876543 Primary Contact E-mail E-mail @ Address(If different from Residential Address provided in question 11 in Section A)N/A6 Best Time to Contact (UK time)(Select the appropriate box)Either AM - PM - Either 7We would like to keep you informed about products, services and offers that we believe may be of interest to you (Select which methods you would like us to contact you by)All Post - E-mail - Tel - SMS - All - None 8 Details of any other additional Information about your business and/or banking relationship with NatWest which you deem relevantPlease provide large printSECTION C: SUMMARY OF KNOWN BANK ACCOUNTSP lease enter in the below table a summary of all the bank accounts that you currently hold with us.

9 For each of the accounts you list please complete Section D, the Account Information Form on the following page. Where you have multiple accounts please use the same Account Information TypeBranchAccount NumberSort Code12345678910 IRCPN03 Oct 16 Page 3 of 10 RefSECTION D: ACCOUNT INFORMATIONTHIS PAGE SHOULD BE COMPLETED. PLEASE CONTINUE ANY ANSWERS ON A SEPARATE SHEET IF REQUIRED. ADDITIONAL COPIES OF THIS FORM CAN BE OBTAINED FROM :Account Information Required1 QUESTION: Please confirm the main purpose for which the account(s) are used. Where the account(s) are used for more than one purpose, please provide summary Information about each : Used as my main account for receipt of my monthly salary and payment of household bills - such as mortgage and utility bills. 2 QUESTION: What is the expected activity on the account(s) on a monthly basis?

10 EXAMPLE: Monthly 1,600 salary paid into account. Monthly mortgage payments of 400 paid : Where any ongoing payments of funds into the account(s) are being (or are likely to be) derived from a source other than your current employment income please provide details of the source of these 1: Deposits are split between employment income and income received from Jersey investment properties which I currently rent 2: As I am retired, I now receive an income from my : Where either the initial deposits or future deposits into the account(s) have been derived from (or are likely to derive from) a source other than savings from your employment please provide additional details of these deposits. (Please be as descriptive as possible - answers such as sale of shares are not sufficient without additional detail and context).EXAMPLE: An initial deposit of 50,000 was generated from a share of the sale of one of two houses I inherited.