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DuPont Code of Conduct

DuPont code of Conduct Our Core Values in Action March 2020. A Message from the Executive Chair and CEO. DuPont Colleagues, For over 200 years, DuPont has delivered value and growth through life-changing discoveries and scientific know-how, reinventing ourselves along the way. As the new DuPont , our commitment to our core values has not wavered. Our core values of Safety and Health, Protect the Planet, Respect for People and Highest Ethical Behavior are the cornerstone of who we are, what we stand for and what we do. Today, our customers, suppliers, contractors and other stakeholders around the world look at not only what we do, but how we do it. That's why our core values are as important now as ever before. No matter what demands are placed on us during our work day, we cannot let anything come between us and our core values. We must be committed to zero incidents for every one of them. To help you understand our core values and your personal accountability to deliver on them, we have our code of Conduct , a dynamic document that we update regularly.

Code of Conduct, or with a company policy, constitutes an ethics violation. How to Use This Code of Conduct 1. Become familiar with the Code’s purpose and contents. Understand how the topics covered in the Code relate to your own business activities. 2. Understand your responsibilities listed in Employee Responsibilities on page 6. 3.

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Transcription of DuPont Code of Conduct

1 DuPont code of Conduct Our Core Values in Action March 2020. A Message from the Executive Chair and CEO. DuPont Colleagues, For over 200 years, DuPont has delivered value and growth through life-changing discoveries and scientific know-how, reinventing ourselves along the way. As the new DuPont , our commitment to our core values has not wavered. Our core values of Safety and Health, Protect the Planet, Respect for People and Highest Ethical Behavior are the cornerstone of who we are, what we stand for and what we do. Today, our customers, suppliers, contractors and other stakeholders around the world look at not only what we do, but how we do it. That's why our core values are as important now as ever before. No matter what demands are placed on us during our work day, we cannot let anything come between us and our core values. We must be committed to zero incidents for every one of them. To help you understand our core values and your personal accountability to deliver on them, we have our code of Conduct , a dynamic document that we update regularly.

2 Please refer to it often, so that it becomes your guide on how to Conduct business within, and on behalf of, DuPont . Thank you for all that you do to deliver each day to ensure value for our customers and for your steadfast commitment to our core values. Edward Breen code of Conduct | 2. In this code 2 A Message from the CEO 27 Ensuring sustainable practices for society 4 Our Purpose. Our Core Values. 29 Competition Practices 5 About this code of Conduct 30 Competitive Information 6 Responsibilities and Violations 31 Government Relations, Government business and Travel of Government Officials 31 Overall Relations with Government Officials 9 Building trusted relationships with 31 Government business our customers and consumers 32 Travel of Government Officials 11 Gifts, Entertainment and Payments 33 Environmental Protection and Sustainability 11 Gifts and Entertainment 12 Bribes and Kickbacks 34 Product Stewardship 12 Payments for Products and Services 35 Human Rights 13 business Across Borders 36 Contacts with Outside Parties 13 Export Control and Sanctioned Parties Compliance 14 Customs and Imports 37 N.

3 Urturing a culture of respect 14 Anti-boycott/Economic Boycotts and Trade with Potentially Sensitive Countries for our employees 39 Respect for People 15 Customer, Consumer, Supplier, or other Third Party Privacy 39 Equal Opportunity and Non-discrimination 39 Non-harassment 16 D. elivering results with accountability 40 Privacy and Personal Information to our shareholders 41 Safety and Health 18 Conflicts of Interest 19 Outside Employment, Work or Activities 42 Supporting information 20 Insider Trading 44 Making Better Decisions 20 Corporate Opportunities 45 Getting Assistance and Raising Concerns 21 Political Contributions or Activities 46 Addressing Possible Misconduct 22 Company Assets 46 Corrective Action and Investigations 23 Computers and Communications Systems 46 Non-restricting and Non-retaliation 23 Non-Public Information 47 Company Ethics and Compliance Program 24 Inventions 24 Brands, Trademarks and Copyright 25 Records and Reporting 25 Expense Reporting and Reimbursement 26 Departing the Company code of Conduct | 3.

4 Our Purpose. Our Core Values. Empowering the world with the essential innovations to thrive by constantly discovering and delivering results that matter. Our core values are the cornerstone of who we are and what we stand for. Safety and Health Respect for People We share a personal and professional commitment to We treat our employees and all our partners with protecting the safety and health of our employees, professionalism, dignity and respect, fostering an our contractors, our customers, and the people of environment where people can contribute, the communities in which we operate. innovate and excel. Protect the Planet Highest Ethical Behavior We find science-enabled, sustainable solutions for We Conduct ourselves and our business affairs in our customers, always managing our businesses to accordance with the highest ethical standards and in protect the environment and preserve the earth's compliance with all applicable laws, striving always natural resources both for today and for generations to be a respected corporate citizen worldwide.

5 Into the future. code of Conduct | 4. About this code of Conduct What each of us does at DuPont impacts our collective At all times, employees are expected to reputation as a company. follow laws and regulations, the DuPont code of Conduct , and other company policies. How we Conduct business is as important as what business we Conduct . DuPont employees Conduct business by following the DuPont core values of Safety Please Note and Health, Protect the Planet, Respect for People, and Highest Ethical Behavior. Our core values guide our This code of Conduct is a guide for the uniform actions and influence company policies and programs. management of company rules that affect our operations. It serves the best interests of our employees and stakeholders. The company will administer the This code of Conduct reinforces our core values. The code equitably and responsibly. It is not a contract or code sets expectations for every employee about how a guarantee of continued employment.

6 The company we are to operate our businesses, work with customers, reserves the right to modify, change, or alter any suppliers, and other business partners, serve our section of the code of Conduct at any time, as needed. shareholders, and interact with our communities and Significant changes to this code will be communicated with each other. The code serves as a resource guide broadly to employees and disclosed on the to help all employees make decisions that reflect our company's website. DuPont core values. This code of Conduct applies to all DuPont businesses Central to ethics at DuPont is ensuring that each of us and subsidiaries and to operations where DuPont has purposefully upholds the company's standards. Any a controlling interest. In the rare circumstance where act that intentionally violates the law or regulation, a waiver of the code would be appropriate, waivers and any effort to conceal non-compliance with this for Corporate Officers will be considered by the Audit code of Conduct , or with a company policy, constitutes Committee of the Board of Directors, and waivers for all an ethics violation.

7 Other employees will be considered by the Chief Ethics and Compliance Officer. How to Use This code of Conduct 1. Become familiar with the code 's purpose and Non-restricting and Non-retaliation contents. Understand how the topics covered in We must maintain an environment where concerns the code relate to your own business activities. and potential problems are brought forward. DuPont will not tolerate prohibiting or restricting the reporting 2. Understand your responsibilities listed in of theft, fraud, waste or abuse of materials, persons Employee Responsibilities on page 6. or property by DuPont employees or contractors. 3. Know how to use the decision tools in Furthermore, DuPont will not allow retaliation against Making Better Decisions on page 43. anyone who, in good faith, raises a concern, reports suspected misconduct, or provides information related 4. Know about the resources for resolving to an inquiry of suspected misconduct. The company questions and ethics and compliance issues in will investigate any instances of possible retaliation, Getting Assistance and Raising Concerns on page 45.

8 And discipline employees who have retaliated against someone who has reported possible misconduct. code of Conduct | 5. Responsibilities and Violations Employee Responsibilities Topic-Specific Responsibilities Employees should comply with applicable laws, As DuPont employees, we are entrusted with ensuring regulations, and company policies. Specific areas of that the company's operations reflect responsible compliance include the following: business practices. Gifts and Entertainment Exchange gifts and entertainment only in rare Overall Responsibilities situations, and only when doing so is not likely to be To meet this responsibility, each employee must: perceived as an improper attempt to influence the participating party's business decisions. Demonstrate the DuPont core values in everyday business activities. Bribes and Kickbacks Never, directly or through a third party, offer, provide, Become familiar with this code of Conduct and or accept payments or other benefits that might be company policies and procedures.

9 Perceived as improper or illegal. Comply with the laws, regulations, and company Payments for Products and Services policies in the businesses and countries in which the Ensure that company payments to outside parties are employee works. If any of these standards appear always appropriate in value and not misunderstood as to conflict, discuss the matter with Legal. Never try being improper. to conceal a person's failure to comply with a law, regulation, or company policy or procedure. Doing business Across Borders Know local rules regarding exporting and importing Never ask or allow another party, such as an outside products and services, and be aware of anti- agent, representative, supplier, or toll manufacturer boycott requirements in countries where products, to perform an action that a DuPont employee is not technology, or services are being traded. permitted to do. Customer, Consumer, Supplier, or other Raise questions or concerns about the company's Third Party Privacy business practices with management or others Safeguard DuPont customers', consumers', suppliers', listed in Getting Assistance and Raising Concerns or other third parties' privacy by carefully guarding on page 44.

10 Their information and disclosing it only to others authorized to receive it. Report suspected violations of the law, this code of Conduct , or other company policies and procedures, as outlined in Getting Assistance and Raising Concerns on page 45, unless following that process conflicts with local laws. Cooperate and provide complete and accurate information related to investigations of misconduct. code of Conduct | 6. Conflicts of Interest Records and Reporting Promptly disclose to management any personal Accurately create and properly maintain company interests that could possibly pose a conflict with records, providing only data known to be accurate. the company, including, but not limited to: outside Never make or allow a misstatement in a company employment; other activities and financial interests; record. Never cover up or attempt to hide a mistake in handling and sharing inside information; business a company record. opportunities belonging to the company; and conflicts Competition Practices of interest involving family members and other Use only proper means of competing with other personal relationships.


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