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Electronic Filing Instructions In re Citigroup Inc. …

1 In re Citigroup Inc. Bond LitigationElectronicFiling InstructionsIn re Citigroup Inc. Bond PLEASE READ Electronic claim submissions apply to institutions Filing on behalf of multiple clientsorproprietary accounts. Electronic claim submissions MUSTbe accompanied by all documentation requirementsoutlined in section III of these Instructions . There are39eligiblesecurities involved in this case (see Securities section on page 5 foracomplete listing of eligible securitieswith CUSIP numbers).Please note that the Bond ClassSecuritiesDO NOTinclude Citigroup common stock or any other securities that are not listedin the Depositary Shares Representing Interests in Preferred Stock( CitigroupPreferred Securities There areno Beginning Holdings in this settlement.)

2 – In re Citigroup Inc. Bond Litigation public for sale through the close of trading on March 18, 2013 is needed in order to balance your claim; however, purchases/acquisitions after November 28, 2008 are not

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Transcription of Electronic Filing Instructions In re Citigroup Inc. …

1 1 In re Citigroup Inc. Bond LitigationElectronicFiling InstructionsIn re Citigroup Inc. Bond PLEASE READ Electronic claim submissions apply to institutions Filing on behalf of multiple clientsorproprietary accounts. Electronic claim submissions MUSTbe accompanied by all documentation requirementsoutlined in section III of these Instructions . There are39eligiblesecurities involved in this case (see Securities section on page 5 foracomplete listing of eligible securitieswith CUSIP numbers).Please note that the Bond ClassSecuritiesDO NOTinclude Citigroup common stock or any other securities that are not listedin the Depositary Shares Representing Interests in Preferred Stock( CitigroupPreferred Securities There areno Beginning Holdings in this settlement.)

2 Provide all purchases/acquisitionsand salesand conversionsfrom 5/11/2006 throughtheclose of trading on3/18 : Information requested with respect to your purchases/acquisitions ofCitigroupPreferred Securities during the time period from the dates they were first offered to thepublic for sale through the close of trading onMarch 18, 2013is needed in order tobalance your claim; however, purchases/acquisitions afterNovember 28, 2008arenoteligibleunder the Settlements and willnotbe used for purposes of calculating yourRecognized Losses pursuant to the Plan of Allocation. Unsold holdingsare holdings as ofthe close of trading on3/18 Capital Enhanced Trust PreferredSecurities( Citigroup Capital E-TRUPS ) There are no Beginning Holdings in this settlement.

3 Provide all purchases/acquisitionsand salesand conversionsfrom 5/11/2006 throughtheclose of trading on 3/18 : Information requested with respect to your purchases/acquisitions of CitigroupPreferred E-TRUPS during the time period from the dates they were first offered to the2 In re Citigroup Inc. Bond Litigationpublic for sale through the close of trading on March 18, 2013 is needed in order tobalance your claim; however, purchases/acquisitions after November 28, 2008 arenoteligibleunder the Settlements and willnotbe used for purposes of calculating yourRecognized Losses pursuant to the Plan of Allocation. Unsold holdingsare holdings as ofthe close of trading on3/18 Notes There are no Beginning Holdings in this settlement.

4 Provide all purchases/acquisitionsand salesand conversionsfrom 5/11/2006through theclose of trading on 3/18 : Information requested with respect to your purchases/acquisitions of CitigroupNotesduring the time period from the dates they were first offered to the public for salethrough the close of trading on March 18, 2013 is needed in order to balance yourclaim; however, purchases/acquisitions after November 28, 2008 arenot eligibleunderthe Settlements and willnotbe used for purposes of calculating your RecognizedLosses pursuant to the Plan of Allocation. Unsold holdingsare holdings as ofthe close of trading on3/18 SubmissionElectronicfiles willnotbedeemedproperly submitted unless theClaims Administratorissues anemail after processing your file with your claim numbers and respective account information.

5 Do notassume that your file has been received or processed until you receive this email. If you do notreceive such an email within 10 days of your submission, you should contact the Electronic filingdepartment inquire about your file and confirm it was received following methods are available for submitting your Electronic GCG ICE( ) GCG ICETMis GCG's secure and user-friendly website designed to meet the claim filingneeds of institutional investors in securities class actions. Using GCG ICETM, registeredusers have the ability to upload their Electronic claim submissions directly and securely toGCG and the benefit of being able to view the history and status of these submissions 24hours a day, 7 days a week.

6 The history and status functionality features access to claimnumbers and specific claim rejection reasons, with Instructions on how to fix rejectedclaims. Please register today so you can benefit from this servicein thissettlement as well as other In re Citigroup Inc. Bond You may email yourelectronic claim If you choose to email your file, you MUST also attach all documentation requirements inthe email as .pdf documents or Youmay send yourelectronic claim submission in the mailon a disk or CDalong with allother documentation use the Box address on top of page 1 oftheProof of ClaimFormandadd Attn: Electronic Filing Department.

7 If you need to sendyoursubmission via FederalExpressor UPS, you may use the below street address:In re Citigroup Inc. Bond Litigationc/oGCG, : Electronic Filing Department5151 Blazer Parkway, Suite ADublin, OH documentation requirements outlined below must be submitted with your Electronic file. Yourelectronic claims willnotbe considered valid until all documentation requirements are note that one single document may meetmore than one Signed Proof of Claim and Release You must complete theClaimantIdentification page (Part I page2) andthe Release ofClaims and Signature(pages12-13)of a single Proof of Claim and Release form, which willserve as an "umbrella" or master claim form for all accounts on your Electronic file.

8 The claim formmustbe signed by an authorized signatory and state the capacity (job title)of the signatory. You may reference the term "Various Accts" for the beneficial owner name if you are filingon behalf of multiple accounts or Verification Document You must provide acurrentdocument verifying that the individual who signed the claimform and any supplemental documents is authorized to sign on behalf of his/her common types of documents that fulfill this requirement include the following:-Copy of company's By-Laws, including signature page(s)-Copy of company's Corporate Resolution, including signature page(s)4 In re Citigroup Inc.

9 Bond Litigation-Notarized Affidavit signed by an officer of the institution clearly granting a specificindividual(s) authorization or confirming his/herauthority to sign on behalf of VerificationDocument(s) You must provide currentdocument(s) confirming the number of distinct accounts andtransactions on your file as well as documentation verifying the source of your data andattesting to the truth and accuracy of the transactions and holdingson your Electronic common types of documents that fulfill this requirement include the following:-Notarized affidavit or signed letter on firm letterhead disclosing the source of yourdata ( internal data retention system) and attesting to the truth and accuracy ofthe informationon your file.

10 This communicationmust be executed by an authorizedsignatory and specify the capacity and contact information of the Document(if Filing on behalf of client or customer accounts) You must provide a current document verifying that youare authorized to file and signclaims on behalf of your common types of documents that fulfill this requirement include the following:-Power of Attorney-Service Agreement-Signed/dated letter on client's company letterhead specifically granting yourcompany authority to file/sign claims on their behalf. If you have a fiduciary duty to file claims on behalf of your clients, you may provide anotarized affidavit or signed letter on your company's letterhead confirming yourcapacityandauthority to file and sign claims on behalf of your clients.


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