Form ADV Part 2A Schedule H WRAP FEE DISCLOSURE …

1 form ADV part 2A Schedule H wrap FEE DISCLOSURE brochure May 5, 2014 This wrap Fee Program brochure provides information about the qualifications and business practices of Coordinated Capital Securities, Inc. ( CCS ). If you have any questions about the contents of this brochure , please contact us at (608) 221 4545. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission ( SEC ) or by any state securities authority. Additional information about CCS, including a copy of its form ADV part 1, is available on the SEC's website at ITEM 1 COVER PAGE ITEM 2 MATERIAL CHANGES TO THIS brochure SINCE ITS LAST ANNUAL UPDATE There have been no material changes since the last Annual update to this form ADV dated June 27, 2013.

2 ITEM 3 TABLE OF CONTENTS ITEM 1 COVER PAGE .. 1 ITEM 2 MATERIAL CHANGES TO THIS brochure SINCE ITS LAST ANNUAL UPDATE .. 1 ITEM 3 TABLE OF CONTENTS .. 1 ITEM 4 SERVICES, FEES AND COMPENSATION .. 1 ITEM 5 ACCOUNT REQUIREMENTS AND TYPES OF CLIENTS .. 9 ITEM 6 PORTFOLIO MANAGER SELECTION .. 10 ITEM 7 CLIENT INFORMATION PROVIDED TO PORTFOLIO MANAGERS .. 11 ITEM 8 CLIENT CONTACT WITH PORTFOLIO MANAGERS .. 11 ITEM 9 ADDITIONAL INFORMATION .. 11 ITEM 10 STATE REQUIREMENTS .. 14 ITEM 4 SERVICES, FEES AND COMPENSATION CCS has entered into an agreement with Wells Fargo Advisors, LLC ( WFA ) pursuant to which WFA provides advisory and/or other services with respect to the following programs of WFA, as described in Item below("Programs"). Clients of the Programs are clients of CCS.

3 WFA provides advisory and other services to CCS with respect to the following programs: Masters, Diversified Managed Allocations, Wells Fargo Compass Advisory, Allocation Advisors and FundSource. WFA does not provide advisory services to CCS with respect to Asset Advisor, Private Advisor Network and CustomChoice. While CCS is the sponsor of these advisory programs, WFA provides certain non advisory services which enable CCS to offer these programs. CCS is not related to or affiliated with WFA or First Clearing, LLC (the Clearing Agent ). CCS, WFA and the Clearing Agent each reserves the right to reject and not provide services to any client for any reason. For a complete description of WFA s services and fees, please refer to WFA s form ADV part 2A brochure which also includes background information about the firm s officers, directors and professional staff.

4 COORDINATED CAPITAL SECURITIES, INC. MEMBER FINRA/SIPC 704 RIVER PLACE MADISON WI 53716 (608)221 4545 Page 2 A. Select One Advisory Services The principal business activity of CCS is that of a securities broker dealer involved in the offer and sale of various securities including redeemable shares of investment companies, limited partnership interests, municipal and government securities and variable annuities. The firm also introduces customer accounts and stock and bond transactions, on a fully disclosed basis, to the Clearing Agent. The Clearing Agent may provide certain custodial services for accounts introduced to it from CCS. The Clearing Agent is paid an asset based fee for its services which varies by type of account. The principal officers and Adviser Representatives of CCS are registered as securities and insurance representatives and spend the majority of their time offering and selling securities on behalf of CCS.

5 SELECT ONE includes FundSource ( FundSource ), CustomChoice ( CustomChoice ), Masters Investment Consulting ( Masters ), Wells Fargo Compass Advisory ( Compass ), Private Advisor Network ( PAN ), Diversified Managed Allocations ( DMA ), Allocation Advisors and Asset Advisor ( Asset Advisor ) programs offered by CCS. A more detailed description of each follows: FundSource The intent of FundSource is to offer you a competitive roster of mutual funds representing a broad array of investment classes and styles that are complementary to one another. From this Recommended Fund Roster, WFA has created a number of Optimal Blends. The Optimal Blends represent certain mutual funds and target allocations recommended by WFA for a number of investment strategies based on your investment objectives and risk tolerance.

6 The service begins with a consultation by a CCS Adviser Representative with you to review your investment objectives, financial circumstances, and risk tolerance. You will be is asked to complete a client objectives questionnaire ("Client Profile") to document the results of this assessment. The CCS Adviser Representative will then recommend either an Optimal Blend or another target allocation of Recommended Funds, known as a Customized Blend, which is appropriate for you and you will make the selection. The target allocation among the selected mutual funds is based upon WFA's determination as to the appropriate target asset allocation, given your investment objective and risk tolerance and its opinion as to the optimal mutual funds with which to fulfill the allocation.

7 The target allocation will be modified from time to time based upon WFA's view as to the appropriate asset allocation strategy and the optimal mix of mutual funds within the portfolio. WFA will also comply with any reasonable restrictions given by you concerning the management of the account. Reasonable restrictions may include prohibitions on the recommendation of particular mutual funds or funds in a sector. WFA s policy generally is to immediately liquidate your preexisting securities portfolio and bring the account into conformity with the target allocations. If you desire to hold positions for tax or investment purposes you should consider holding these positions in a separate account. FundSource Fee Schedule : Listed below are the standard fees for this program, which are negotiable and may differ from those described in the WFA Mutual Fund Advisory wrap Fee brochure .

8 The minimum account size for FundSource is $25,000. Total Account Value Quarterly Fee Maximum Annualized Fee First $250,000 .4375% Next $750,000 .3750% Next $4,000,000 .2875% CustomChoice CustomChoice is a non discretionary investment advisory program designed to help you allocate your assets among open end mutual funds in accordance with your individual investment goals, objectives, and expectations. Based on the investment objectives and risk tolerance reported in your Account Profile, your CCS Adviser Representative will recommend an appropriate mix of various open end mutual funds and money market funds. COORDINATED CAPITAL SECURITIES, INC. MEMBER FINRA/SIPC 704 RIVER PLACE MADISON WI 53716 (608)221 4545 Page 3 You have the option of accepting any of the recommendations, or selecting an alternative combination of funds.

9 Your CCS Adviser Representative will implement your investment decisions, but will not have investment discretion over your account, except for the limited discretion to rebalance your target asset allocation, if you authorize us to do so. Over time, as changes occur in the financial markets and/or your investment objectives and circumstances, your CCS Adviser Representative may recommend changes in your portfolio. In making these recommendations, your CCS Adviser Representative will take the updated information in your Account Profile into account. You are advised that your decisions relating to investments in mutual funds may have tax consequences that should be discussed with your tax advisor. In order to maintain your portfolio in conformance with your target asset allocation, you may authorize your CCS Adviser Representative to rebalance your Account using an automated rebalance trading system.

10 You may select a quarterly, semi annual or annual rebalance option. CustomChoice Fee Schedule : CustomChoice accounts are charged an all inclusive fee on eligible mutual funds that covers advisory, execution, custodial, and reporting services. Billed quarterly in advance, the standard CustomChoice fee Schedule is based on program eligible mutual funds: Total Account Value Quarterly Fee Maximum Annualized Fee First $250,000 .4375% Next $750,000 .3750% Over $1,000,000 .2875% Masters Program Under the Masters Program, your CCS Adviser Representative will assist you in reviewing your investment objectives, including any restrictions designated by you with respect to investment securities. In addition, your CCS Adviser Representative assists in selecting one or more compatible investment managers from a universe of investment managers provided to CCS by WFA.