Guideline Corporate Governance - Sound Business and ...
The quality of FRFI corporate governance practices is an important factor in maintaining the confidence of depositors and policyholders, as well as overall market confidence. This guideline, therefore, draws attention to specific areas of corporate governance that are …
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Guideline E-13 - Sound Business & Financial Practices
www.osfi-bsif.gc.ca(i) Regulatory Compliance Management (RCM) The term “Regulatory Compliance Management” (RCM) in this guideline refers to the set of key controls through which a FRFI manages regulatory compliance risk. (ii) Regulatory Compliance Risk For the purposes of this guideline, regulatory compliance risk is the risk of a FRFI’s potential
OSFI Annual Report 2017-2018
www.osfi-bsif.gc.ca• The Offce of the Superintendent of Financial Institutions (OSFI) is an independent federal government agency established in 1987. • OSFI regulates and supervises more than 400 federally regulated fnancial institutions (FRFIs) and
Internal Audit Report on Human Resources Performance ...
www.osfi-bsif.gc.ca“Rewarding Performance” In order to review a completed performance cycle, our audit work focused primarily on the performance management activities carried out during the fiscal year 2008-2009. However, recognizing that the process is evolving, A&CS found it necessary to review and understand information relating to
Performance, Report, Human, Resource, Rewarding, Recognizing, Report on human resources performance, Rewarding performance
Form 1 and Instructions Attestation regarding withdrawal ...
www.osfi-bsif.gc.caAttestation regarding withdrawal based on financial hardship (pages 1-6 - Instructions; pages 7-10 - Form) NOTE: If you intend to make more than one withdrawal for financial hardship in the same calendar year, you must do so within 30 days of your first withdrawal. Please note that the 30-day limit cannot be extended.
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Guideline B-10 - Outsourcing of Business Activities ...
www.osfi-bsif.gc.caenable them to discharge their duties under this Guideline; and refrain from outsourcing certain business activities to the external auditor (see Section 4.3). OSFI’s specific expectations may vary, depending on the nature of the outsourcing arrangement being contemplated and the relationship between the FRE and the service provider.
Internal Audit Report on Finance – Revenue
www.osfi-bsif.gc.caInternal Audit Report . On . Finance – Revenue . ... recovered services, pension plan fees and user fees and charges as set out in Note 2 - Revenue & spending authority, Note 4 - Significant accounting ... Revenue controls and management oversight as to the completeness,
Finance, Services, Report, Internal, Revenue, Oversight, Audit, Internal audit report, Internal audit report on finance revenue, Finance revenue
Guideline - Technology and Cyber Risk Management
www.osfi-bsif.gc.caand cyber risks, including processes for managing exceptions; Management of unique risks posed by emerging threats and adoption of less proven technologies; and, Reporting to Senior Management on technology and cyber risk appetite measures, exposures and trends to inform the FRFI’s current and emerging risk profile.
Guideline - Life Insurance Capital Adequacy Test
www.osfi-bsif.gc.caThe Life Insurance Capital Adequacy Test is only one component of the required assets that foreign life insurers must maintain in Canada. Foreign life insurers must also vest assets in Canada per the ICA. Life insurers are required to apply this guideline for reporting periods ending on or after January 1, 2019. Early application is not permitted.
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FORM 3 ATTESTATION OF TOTAL AMOUNT HELD IN …
www.osfi-bsif.gc.caI own the federally regulated locked -in plans identified in item 2. On the day on which I sign this Attestation the total value of all of the locked-in plan(s) identified in item 2 is $ . The total value of all locked-in plan(s) identified in item 2 is less than 50% of the Year’s Maximum Pensionable Earnings as defined in the
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MODELS AND PRACTICES OF CORPORATE GOVERNANCE …
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TEMPLATE: CORPORATE GOVERNANCE COMPLIANCE …
www.ebrd.comCode of Corporate Governance of the Republic of Armenia, as adopted by Government resolution N 1769-A of 30th December, 2010. Introduction: There a number of methods in use for disclosing the corporate governance practices adopted by companies and their conformity with a given corporate governance code, under the so-
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CORPORATE GOVERNANCE POLICIES
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Corporate and Risk Governance - Office of the Comptroller ...
www.occ.govAn effective corporate and risk governance framework is essential to maintaining the safe and sound operation of the bank and helping to promote public confidence in the financial system. A bank’s corporate and risk governance practices should be commensurate with the bank’s size, complexity, and risk profile.
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Corporate Governance Framework - RBC
www.rbc.com1. Our approach to governance This framework provides an overview of the corporate governance structures, principles, policies and practices of the Board of Directors (the board) of Royal Bank of Canada (RBC or the Bank), which
Governance, Practices, Corporate, Framework, Corporate governance, Practice and, Corporate governance framework