Guideline on Anti-Money Laundering and Counter- …
The nature of money laundering and terrorist financing s.1, The term Sch. 1, AMLO 1.13 “money laundering”is defined in section 1 of Part 1 of Schedule 1 to the AMLO and means an act intended to have the effect of making any property: (a) that is the proceeds obtained from the commission of an indictable offence under the
Link to this page:
Documents from same domain
- 2 - THE PROPOSALS Major policy considerations 4. There are provisions in the SFO including its subsidiary legislation that are designed especially for investor protection.
交易披露 2018 年3 月22 日 透過吸收合併進行私有化 就中國建材股份有限公司的股份的交易披露 執行人員接獲依據香港《公司收購及合併守則》規則22 作出以下的證券交易的披露：
Public Disclosure Form Warrants Derivative warrants Market making - Purchase 82,000 25 April 2018 $0.3650 $29,930.0000 292,000 Warrants Derivative
Exchange Traded Funds and Listed Funds This FAQ is prepared by the Investment Products Division and aims to provide basic information to market practitioners in respect of exchange traded funds (“ETFs”) and listed funds, which are subject to the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance
Topics January 2019 Provisions of the UT Code New schemes with new operators (i.e. with new management companies and new trustees/ custodians) New schemes with new management companies but existing trustees/ custodians
July 2018 Int-1 INTRODUCTION 1. Nature and purpose of the Takeovers Code and Share Buy-backs Code 1.1 The Takeovers Code and the Share Buy-backs Code have been issued by the SFC in consultation with the Panel.
Quarterly Report July-September 2021 5 Highlights Operational Review Corporate Developments Activity Data Financial Statements Corporates Listing applications and takeovers activities Quarter ended 30.9.2021 Six months ended 30.9.2021 Six months ended 30.9.2020 YoY change (%) Listing applications 78 198 143 38.5
persons which deal in securities and/or futures contracts listed or traded on The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited or trade in leveraged foreign exchange contracts. These are derived primarily from former rules of the Exchanges and the repealed Leveraged Foreign Exchange Trading Ordinance.
2 For a corporation that has a complex ownership or control structure (eg, structures involving multiple layers, cross-holdings, trusts, nominee arrangements) without an obvious commercial purpose, the SFC may obtain further information to understand whether there is a legitimate reason for the particular structure.
PART 1 — Consequential Amendments to Primary Legislation 104 PART 2 — Consequential Amendments to Secondary Legislation 110 The Treasury are designated(a) for the purposes of section 2(2) of the European Communities Act 1972(b) in relation to the prevention of money laundering and terrorist financing.
practitioners) comply with their obligations under UK legislation to prevent, recognise and report money laundering. Compliance with it will ensure compliance with the relevant legislation (including that related to counter-terrorist financing) and professional requirements.
insolvency practitioners) comply with their obligations under UK legislation to prevent, recognise and report money laundering. Compliance with it will ensure compliance with the relevant legislation (including that related to counter terrorist financing) and professional requirements.
laundering and terrorist financing is set out in Appendix A. 1.2 This Pronouncement takes into consideration the following primary AML and CFT legislations in Singapore: (a) Primary legislation setting out criminal offences directly in relation to money laundering
To comply with government legislation,1 NBFIs must develop policies and procedures which will enable them to identify risks related to money laundering and terrorist ﬁnancing and put in place controls to manage these risks, including the reporting of suspicious transactions to appropriate authorities. The policies
The nature of money laundering and terrorist financing s.1, Sch. 1, AMLO to the 1.9 The term “money laundering” (ML) is defined in section 1 of Part 1 of Schedule 1 AMLO and means an act intended to have the effect of making any property: (a) that is the proceeds obtained from the commission of an indictable offence under
promotes policies to protect the global financial system against money laundering, terrorist financing and the financing of proliferation of weapons of mass destruction. The FATF Recommendations are recognised as the global anti -money laundering (AML) and counter-terrorist financing (CFT) standard.