ICH M4Q(R1): The Common Technical Document for …

1 ICH M4Q(R1): The Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality GI025A gggmmmpppeeeyyyeee 1 INTERNATIONAL CONFERENCE ON HARMONISATION OF Technical REQUIREMENTS FOR REGISTRATION OF PHARMACEUTICALS FOR HUMAN USE ICH HARMONISED TRIPARTITE GUIDELINE The Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality M4Q(R1) Quality Overall Summary of Module 2 Module 3: Quality Current Step 4 version dated 12 September 2002 This Guideline has been developed by the appropriate ICH Expert Working Group and has been subject to consultation by the regulatory parties, in accordance with the ICH Process. At Step 4 of the Process the final draft is recommended for adoption to the regulatory bodies of the European Union, Japan and USA. ICH M4Q(R1): The Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality GI025A gggmmmpppeeeyyyeee 2 M4Q(R1) Document History First Codification History Date New CodificationNovember 2005 M4Q Approval by the Steering Committee under Step 2 and release for public consultation20 July 2000 M4Q M4Q Approval by the Steering Committee under Step 4 and recommendation for adoption to the three ICH regulatory bodies.

2 8 November 2000 M4Q Current Step 4 version M4Q Approval by the Steering Committee of Numbering and Section Headers changes for consistency directly under Step 4 without further public consultation. 12 September 2002 M4Q(R1) In order to facilitate the implementation of the M4Q guideline, the ICH Experts have developed a series of Q&As which can be downloaded from the ICH web site: M4Q Questions & Answers History M4Q Q&As Approval by the Steering Committee. 12 September 2002 M4Q Q&As Current M4Q Questions & Answers posted on the web site M4Q Q&As Approval by the Steering Committee of the newly added questions. 18 July 2003 M4Q Q&As (R1) ICH M4Q(R1): The Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality GI025A gggmmmpppeeeyyyeee 3 THE Common Technical Document FOR THE REGISTRATION OF PHARMACEUTICALS FOR HUMAN USE: QUALITY QUALITY OVERALL SUMMARY OF MODULE 2 MODULE 3: QUALITY ICH Harmonised Tripartite Guideline Having reached Step 4 of the ICH Process at the ICH Steering Committee meeting on 9 November 2000, this guideline is recommended for adoption to the three regulatory parties to ICH.

3 (Numbering and Section Headers have been edited for consistency and use in e-CTD as agreed at the Washington DC Meeting, September 11-12, 2002) MODULE 2: Common Technical DOCUMENTS SUMMARIES : QUALITY OVERALL SUMMARY(QOS) (INTRODUCTION) (DRUG SUBSTANCE)(NAME, MANUFACTURER) (General Information)(name, manufacturer) (Manufacture)(name, manufacturer) (Characterisation)(name, manufacturer) (Control of Drug Substance)(name, manufacturer) (Reference Standards or Materials)(name, manufacturer) (Container Closure System)(name, manufacturer) (Stability)(name, manufacturer) (DRUG PRODUCT)(NAME, DOSAGE FORM) (Description and Composition of the Drug Product)(name, dosage form) (Pharmaceutical Development)(name, dosage form) (Manufacture)(name, dosage form) (Control of Excipients)(name, dosage form) (Control of Drug Product)(name, dosage form) (Reference Standards or Materials)(name, dosage form) ICH M4Q(R1).

4 The Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality GI025A gggmmmpppeeeyyyeee 4 (Container Closure System)(name, dosage form) (Stability)(name, dosage form) (APPENDICES) (Facilities and Equipment)(name, manufacturer) (Adventitious Agents Safety Evaluation)(name, dosage form, manufacturer) (Excipients) (REGIONAL INFORMATION) MODULE 3: QUALITY 3 (TABLE OF CONTENTS OF MODULE 3) BOD(BODY OF DATA) (DRUG SUBSTANCE)(NAME, MANUFACTURER) (General Information)(name, manufacturer) (Nomenclature)(name, manufacturer) (Structure)(name, manufacturer) (General Properties)(name, manufacturer) (Manufacture)(name, manufacturer) (Manufacturer(s))(name, manufacturer) (Description of Manufacturing Process and Process Controls)(name, manufacturer) (Control of Materials)(name, manufacturer) (Controls of Critical Steps and Intermediates)(name, manufacturer) / (Process Validation and/or Evaluation)(name, manufacturer) (Manufacturing Process Development)(name, manufacturer) (Characterisation)(name, manufacturer) (Elucidation of Structure and other Characteristics)(name, manufacturer)

5 (Impurities)(name, manufacturer) (Control of Drug Substance)(name, manufacturer) (Specification)(name, manufacturer) (Analytical Procedures)(name, manufacturer) ICH M4Q(R1): The Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality GI025A gggmmmpppeeeyyyeee 5 (Validation of Analytical Procedures)(name, manufacturer) (Batch Analyses)(name, manufacturer) (Justification of Specification)(name, manufacturer) (Reference Standards or Materials)(name, manufacturer) (Container Closure System)(name, manufacturer) (Stability)(name, manufacturer) (Stability Summary and Conclusions)(name, manufacturer) (Post-approval Stability Protocol and Stability Commitment)(name, manufacturer) (Stability Data)(name, manufacturer) (DRUG PRODUCT)(NAME, DOSAGE FORM) (Description and Composition of the Drug Product)(name, dosage form) (Pharmaceutical Development)(name, dosage form) (Components of the Drug Product)(name, dosage form)

6 (Drug Substance)(name, dosage form) (Excipients)(name, dosage form) (Drug Product)(name, dosage form) (Formulation Development)(name, dosage form) (Overages)(name, dosage form) (Physicochemical and Biological Properties)(name, dosage form) (Manufacturing Process Development)(name, dosage form) (Container Closure System)(name, dosage form) (Microbiological Attributes)(name, dosage form) ICH M4Q(R1): The Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality GI025A gggmmmpppeeeyyyeee 6 (Compatibility)(name, dosage form) (Manufacture)(name, dosage form) (Manufacturer(s))(name, dosage form) (Batch Formula)(name, dosage form) (Description of Manufacturing Process and Process Controls)(name, dosage form) (Controls of Critical Steps and Intermediates)(name, dosage form) / (Process Validation and/or Evaluation)(name, dosage form) (Control of Excipients)(name, dosage form) (Specifications)(name, dosage form) (Analytical Procedures)(name, dosage form) (Validation of Analytical Procedures)(name, dosage form) (Justification of Specifications)(name, dosage form) (Excipients of Human or Animal Origin)(name, dosage form) (Novel Excipients)(name, dosage form)

7 (Control of Drug Product)(name, dosage form) (Specification(s))(name, dosage form) (Analytical Procedures)(name, dosage form) (Validation of Analytical Procedures)(name, dosage form) (Batch Analyses)(name, dosage form) (Characterisation of Impurities)(name, dosage form) (Justification of Specification(s))(name, dosage form) (Reference Standards or Materials)(name, dosage form) (Container Closure System)(name, dosage form) (Stability)(name, dosage form) ICH M4Q(R1): The Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality GI025A gggmmmpppeeeyyyeee 7 (Stability Summary and Conclusion)(name, dosage form) (Post-approval Stability Protocol and Stability Commitment)(name, dosage form) (Stability Data)(name, dosage form) (APPENDICES) (Facilities and Equipment)(name, manufacturer) (Adventitious Agents Safety Evaluation)(name, dosage form, manufacturer) (Excipients) (REGIONAL INFORMATION) (LITERATURE REFERENCES) ICH M4Q(R1): The Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality GI025A gggmmmpppeeeyyyeee 8 MODULE 2: Common Technical DOCUMENTS SUMMARIES : QUALITY OVERALL SUMMARY(QOS) The Quality Overall Summary (QOS) is a summary that follows the scope and the outline of the Body of Data in Module 3.

8 The QOS should not include information, data or justification that was not already included in Module 3 or in other parts of the CTD. QOS 3 BOD(Body of Data) . 3 CTD , , QOS . The QOS should include sufficient information from each section to provide the Quality reviewer with an overview of Module 3. The QOS should also emphasise critical key parameters of the product and provide, for instance, justification in cases where guidelines were not followed. The QOS should include a discussion of key issues that integrates information from sections in the Quality Module and supporting information from other Modules ( qualification of impurities via toxicological studies discussed under the CTD-S module), including cross-referencing to volume and page number in other Modules.

9 QOS , 3 . QOS , . QOS ( , CTD-S ).. This QOS normally should not exceed 40 pages of text, excluding tables and figures. For biotech products and products manufactured using more complex processes, the Document could be longer but normally should not exceed 80 pages of text (excluding tables and figures). QOS 40 . , QOS ( ) 80 . The italicised text below indicates where tables, figures, or other items can be ICH M4Q(R1): The Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality GI025A gggmmmpppeeeyyyeee 9 imported directly from Module 3.

10 " " , , , 3 . (INTRODUCTION) The introduction should include proprietary name, non-proprietary name or Common name of the drug substance, company name, dosage form(s), strength(s), route of administration, and proposed indication(s). , , , , , , . (DRUG SUBSTANCE)(NAME, MANUFACTURER) (General Information)(name, manufacturer) Information from should be included.. (Manufacture)(name, manufacturer) Information from should be included: . Information on the manufacturer; A brief description of the manufacturing process (including, for example, reference to starting materials, critical steps, and reprocessing) and the controls that are intended to result in the routine and consistent production of material(s) of appropriate quality; ( , , ) A flow diagram, as provided in ; ICH M4Q(R1): The Common Technical Document for the Registration of Pharmaceuticals for Human Use: Quality GI025A gggmmmpppeeeyyyeee 10 A description of the Source and Starting Material and raw materials of biological origin used in the manufacture of the drug substance, as described in.