List of Approved Overseas Investors for Bond Connect

1 bond Connect Company Limited List of Approved Overseas Investors for bond Connect As of 31 March 2018 (The following English version is for reference only) 1 BOCHK Asset Management Limited 2 BOSC International Company Limited 3 China International Capital Corporation HongKong Asset Management Limited 4 CICC Commodity Trading Limited 5 CICC Financial Products Ltd. 6 China International Capital Corporation HongKong Securities Limited 7 DBS Bank Ltd 8 hsbc Bank Malaysia Berhad 9 Nine Masts Capital-Nine Masts Investment fund 10 PB Investments Ireland Limited-PB Asia Balanced fund 11 Manulife Asset Management(HongKong) Ltd-MIL RMB Endowment3 bond 12 Manulife Asset Management(hk) Limited-MIL RMB Endowment bond 13 Manulife Asset Management(hk) LTD-MIL RMB Endowment Unallocated 14 Manulife Asset Management(hk) Limited-MIL Shareholder bond RMB 15 Taikang Asset Management (Hong Kong) Company Limited 16 Taikang Asset Management (Hong Kong)

2 Company Limited-Taikang China Strategic Fixed Income fund Segregated Portfolio 17 Taikang Asset Management (Hong Kong) Company Limited-Taikang Kaitai China Coporate bond fund 18 Taikang Asset Management (Hong Kong) Company Limited-Taikang Kaitai Belt-and-Road bond fund Segregated Portfolio 19 SinoPac Securities (Asia) Limited 20 Standard Chartered Bank (Taiwan) Limited 21 Standard Chartered Bank Hong Kong Limited 22 China Merchants Securities (HK) Co.,Limited 23 China Merchants Multi-Asset Global Opportunity SPC 24 China Merchants Fixed Income SP 25 China Silk Road International Capital Limited 26 China Silk Road Financial Holding Limited 27 BOC Group Life Assurance Company Limited 28 BC Greater China Opportunities fund SPC 29 Orient Asset Management (HongKong) Limited-Orient Sun Rise Fixed Income Global fund SP 30 BEA Union Investment Management Limited-BEA Union Investment Asia Pacific Multi Income fund 31 The Bank of East Asia Limited 32 Income Partners Asset Management (HK) Limited-Income Partners All Seasons Macro fund 33 Income Partners Asset Management (HK)

3 Limited-Income Partners Asian High Income bond fund 34 Income Partners Asset Management (HK) Limited-Income Partners Managed Volatility High Yield bond fund 35 Income Partners Asset Management (HK) Limited-Income Partners Renminbi Money Market fund 36 Income Income Partners Asset Management (HK) Limited-Income Partners RMB bond fund 37 Income Partners Asset Management (HK) Limited-Income Partners All Seasons Asian Credit fund 38 Income Partners Asset Management (HK) Limited- Income Partners All Seasons bond fund 39 Fosun Hani Securities Limited 40 GF Global Capital Limited 41 Guotai Junan Financial Products Limited 42 CUAM RMB Bondplus fund 43 Taiwan Life Insurance Co.

4 , 44 Shanghai Pudong Development Bank Co.,Ltd.,Hong Kong Branch 45 China Construction Bank Corporation Macau Branch 46 China Construction Bank Corporation Sydney Branch 47 Bank of Communications Co., Branch 48 Bank of Communications Co., Branch 49 Bank of Communications Co., Branch 50 Bank of Communications Co., Branch 51 SPDB International Investment Management Limited 52 BOCHK Charitable Foundation 53 Bank of China (Homg Kong) Limited 54 Caitong International Asset Management Co.,Limited 55 Chiyu Banking Corporation Limited 56 Bridgewater Associates-Bridgewater All Weather Portfolio III Ltd 57 Bank of America Kong 58 Agricultural Bank of China Seoul Branch 59 Agricultural Bank of China Frankfurt Branch 60 Deutsche Bank Branch 61 CCB International Securities Limited 62 DBS Bank Ltd.

5 ,Hong Kong Branch 63 Deutsche Bank Branch 64 ABCI Asset Management Limited 65 Morgan Stanley& plc 66 Chathay Securities (Hong Kong) Limited 67 Taishin International Bank Co.,Ltd Hong Kong Branch 68 Value Partners Greater China High Yield Income fund 69 Amundi Singapore Limited-Amundi HongKong Defensive Balanced fund 70 Amundi Hong Kong Balanced fund 71 Orient Securities (Hong Kong) Limited 72 Bank of Communications Co., Kong Branch 73 Agricultural Bank Of China Limited HongKong Branch 74 Asia Lion Investment Opportunity Master fund 75 Bank of China Limited Macau Branch 76 Bank of China Limited Hong Kong Branch 77 Bank of China Limited Singapore Branch 78 China Invesment Securities International Brokerage Limited 79 BOCI Financial Products Limited 80 China Construction Bank Corporation Ltd,Taipei Branch 81 China Merchats Bank Co.

6 , Ltd. Hong Kong Branch 82 ABCI Asset Management Limited-Client A/C( bond Connect ) 83 ABCI Insurance Company Limited 84 ABCI Securities Company Limited 85 Agricultural Bank of China Asset Management Cayman Company Limited 86 China Construction Bank,Beijing,Swiss Branch Zurich 87 Agricultural Bank of China(DIFC Branch) 88 CNCB (Hong Kong) Capital Limited 89 CNCB (Hong Kong) Investment Limited 90 Cathay Life Insurance Co., Ltd. 91 Orient Asset Management (HongKong) Limited-Orient Sun Rise Select Fixed Income fund SP 92 Hillhouse Capital Management-YHG Investment LP 93 LionGlobal Investment FundsII-LionGlobal RMB Quality bond fund 94 LakeFront Asset Management-LakeFront Global Macro fund 95 The Hongkong And Shanghai Banking Corporation LTD 96 Hillhouse Capital Management-Gaoling fund LP 97 DBS Bank Ltd, Taipei Branch 98 CSI Capital Management Limited 99 CISI Investment Limited 100 CICC Wealth Investment Limited 101 Orient Asset Management (HongKong)

7 Limited-Orient Sun Rise Global fund SP 102 China CITIC Bank International Limited 103 Haitong International Financial Products Limited 104 Overseas Chinese Banking Corporation Hk Branch 105 China Asset Management (Hong Kong) Limited 106 CSOP Asset Management Limited 107 Taikang Asset Management (HongKong) Company Limited-Client A 108 Essence Global Investment Limited 109 Industrial and Commercial Bank of China Credit Suisse Asset Management (International) Company Limited 110 Industrial and Commercial Bank of China (Asia) Limited 111 ICBCA ssetManagement(Global)CompanyLimited-Gre aterChinaFund 112 ICBCA ssetManagement(Global)CompanyLimited-Glo balTotalReturnFund 113 ICBCA ssetManagement(Global)CompanyLimited-Glo balRMBF ixedIncomeFund 114 Guosen Securities (HK) Brokerage Co.

8 , Ltd 115 LONGLINE CAPITAL PTY LTD 116 Bosera Asset Management (International) Co., Limited 117 Deutsche Bank Branch 118 FTLife Insurance Company Limited 119 Guotai Junan Financial Holdings Limited 120 E fund Management (Hong Kong) Co., Limited-Client Account 6 121 E fund Management (Hong Kong) Co., Limited-Client Account 9 122 E fund Management (Hong Kong) Co., Limited-Client Account 3 123 GF International Investment Management Limited 124 China Construction Bank (Asia) Corporation Limited 125 China Construction Bank HongKong Branch 126 Credit Agricole CIB Hong Kong Branch 127 Cathay United Bank Offshore Banking Unit 128 BOCOM International Securities Limited 129 Bank of China Limited London Branch 130 CCB International-RMB Fixed Income fund 131 Bank of China Group Insurance Company Limited 132 PICC Asset Management (Hong Kong) Limited 133 The Bank of Tokyo-Mitsubishi UFJ,Ltd.

9 ,HongKong Branch 134 China Orient International Asset Management Limited-China Orient Enhanced Income fund 135 Industrial Bank Co.,Ltd. HongKong Branch 136 China Life Franklin Asset Management Co.,Ltd-Green Blue Special Opportunities fund 137 Bank SinoPac (HK Branch) 138 BOCOM International Asset Management Limited 139 PrudenceEnhancedIncomeMasterFund 140 CSOP Asset Management Limited-CSOP Shen Zhou RMB fund 141 Bank SinoPac 142 PrudenceFixedIncomeFund 143 BNP Paribas Arbitrage SNC 144 Chong Hing Bank Limited 145 Malayan Banking Berhad Hong Kong Branch 146 GFI Nard Master fund SPC-GFI Global Total Return Fixed Income fund SP 147 Harvest China Income fund 148 China Construction Bank Corporation Singapore Branch 149 Aspen Hill Partners HK Ltd-AHP Fixed Income SP 150 Aspen Hill Partners HK Ltd-AHP Stable Return bond SP 151 Aspen Hill Partners HK Ltd-AHP Asia Credit Opportunities SP 152 hsbc Investment

10 Funds (Hong Kong) Limited- hsbc Asia High Income bond fund 153 hsbc Investment Funds (Hong Kong) Limited- hsbc Asian bond fund 154 hsbc Investment Funds (Hong Kong) Limited- hsbc Asian High Yield bond fund 155 SFM HK Management Limited-Quantum China fund Ltd 156 Guosen (HK) Financial Products Company Limited 157 Agricultural Bank of China Limited, Singapore Branch 158 CGNPC Huasheng Investment Limited 159 Shenwan Hongyuan Asset Management (Asia) Limited 160 Shenwan Hongyuan Securities ( ) Limited 161 Efund Management(HK)-Selection Investment Series-Select bond fund 162 Ping An of China SIF-RMB bond fund 163 BNP Paribas HongKong Branch 164 BOCHK Asset Management Limited-BOCHK All Weather China Income fund 165 Essence Asset Management (HongKong)