List of Dual-Use Goods and Technologies and …

1 Wassenaar Arrangement on Export Controls for Conventional Arms and Dual-Use Goods and Technologies PUBLIC DOCUMENTS Volume II List of Dual-Use Goods and Technologies and Munitions List Compiled by the Wassenaar Arrangement Secretariat December 2017 WA-LIST (17) 1 - 2 - 07-12- 2017 TABLE OF CONTENTS Page LIST OF Dual-Use Goods AND Technologies - General Technology, General Software and General "Information Security" Notes 3 - Category 1 Special Materials and Related 4 - Category 2 Materials 24 - Category 3 50 - Category 4 76 - Category 5 - Part 1 82 - Category 5 - Part 2 "Information Security".. 91 - Category 6 Sensors and "Lasers".. 98 - Category 7 Navigation and 137 - Category 8 146 - Category 9 Aerospace and 153 - Sensitive 165 - Very Sensitive 172 MUNITIONS LIST - General 175 - Items 1 to 175 DEFINITIONS OF TERMS USED IN THESE 208 ACRONYMS AND ABBREVIATIONS USED IN THESE 230 STATEMENTS OF UNDERSTANDING AND VALIDITY 233 These Lists reflect the agreements recorded in Appendix 5 to the Initial Elements, dated 19 December 1995, and all subsequent amendments, including those approved by the Plenary Meeting (6-7 December 2017 ).

2 WA-LIST (17) 1 07-12- 2017 - 3 - _____ Dual-Use LIST _____ Note 1 Terms in "quotations" are defined terms. Refer to 'Definitions of Terms used in these Lists' annexed to this List. Note 2 In some instances chemicals are listed by name and CAS number. The list applies to chemicals of the same structural formula (including hydrates) regardless of name or CAS number. CAS numbers are shown to assist in identifying a particular chemical or mixture, irrespective of nomenclature. CAS numbers cannot be used as unique identifiers because some forms of the listed chemical have different CAS numbers, and mixtures containing a listed chemical may also have different CAS numbers. GENERAL TECHNOLOGY NOTE The export of "technology" which is "required" for the "development", "production" or "use" of items controlled in the Dual-Use List is controlled according to the provisions in each Category.

3 This "technology" remains under control even when applicable to any uncontrolled item. Controls do not apply to that "technology" which is the minimum necessary for the installation, operation, maintenance (checking) or repair of those items which are not controlled or whose export has been authorised. Note This does not release such "technology" controlled in entries & and & Controls do not apply to "technology" "in the public domain", to "basic scientific research" or to the minimum necessary information for patent applications. GENERAL SOFTWARE NOTE The Lists do not control "software" which is any of the following: 1. Generally available to the public by being: a. Sold from stock at retail selling points without restriction, by means of: 1.

4 Over-the-counter transactions; 2. Mail order transactions; 3. Electronic transactions; or 4. Telephone call transactions; and b. Designed for installation by the user without further substantial support by the supplier; Note Entry 1 of the General Software Note does not release "software" controlled by Category 5 - Part 2 ("Information Security"). 2. "In the public domain"; or 3. The minimum necessary "object code" for the installation, operation, maintenance (checking) or repair of those items whose export has been authorised. Note Entry 3 of the General Software Note does not release "software" controlled by Category 5 - Part 2 ("Information Security"). GENERAL "INFORMATION SECURITY" NOTE "Information security" items or functions should be considered against the provisions in Category 5 - Part 2, even if they are components, "software" or functions of other items.

5 _____ Dual-Use LIST - CATEGORY 1 - SPECIAL MATERIALS AND RELATED EQUIPMENT _____ WA-LIST (17) 1 - 4 - 07-12- 2017 1. A. SYSTEMS, EQUIPMENT AND COMPONENTS 1. A. 1. Components made from fluorinated compounds, as follows: a. Seals, gaskets, sealants or fuel bladders, specially designed for "aircraft" or aerospace use, made from more than 50 % by weight of any of the materials specified by or ; b. Not used since 2015 c. Not used since 2015 1. A. 2. "Composite" structures or laminates, as follows: a. Made from any of the following: 1. An organic "matrix" and "fibrous or filamentary materials" specified by or ; or 2. Prepregs or preforms specified by ; b. Made from a metal or carbon "matrix", and any of the following: 1.

6 Carbon "fibrous or filamentary materials" having all of the following: a. A "specific modulus" exceeding x 106 m; and b. A "specific tensile strength" exceeding x 104 m; or 2. Materials specified by Note 1 does not apply to "composite" structures or laminates, made from epoxy resin impregnated carbon "fibrous or filamentary materials", for the repair of "civil aircraft" structures or laminates, having all of the following: a. An area not exceeding 1 m2; b. A length not exceeding m; and c. A width exceeding 15 mm. Note 2 does not apply to semi-finished items, specially designed for purely civilian applications as follows: a. Sporting Goods ; b. Automotive industry; c. Machine tool industry; d.

7 Medical applications. Note 3 does not apply to semi-finished items containing a maximum of two dimensions of interwoven filaments and specially designed for applications as follows: a. Metal heat-treatment furnaces for tempering metals; b. Silicon boule production equipment. Note 4 does not apply to finished items specially designed for a specific application. _____ Dual-Use LIST - CATEGORY 1 - SPECIAL MATERIALS AND RELATED EQUIPMENT _____ WA-LIST (17) 1 07-12- 2017 - 5 - 1. A. 3. Manufactures of non-"fusible" aromatic polyimides in film, sheet, tape or ribbon form having any of the following: a. A thickness exceeding mm; or b. Coated or laminated with carbon, graphite, metals or magnetic substances. Note does not apply to manufactures when coated or laminated with copper and designed for the production of electronic printed circuit boards.

8 For "fusible" aromatic polyimides in any form, see 1. A. 4. Protective and detection equipment and components, not specially designed for military use, as follows: a. Full face masks, filter canisters and decontamination equipment therefor, designed or modified for defence against any of the following, and specially designed components therefor: Note includes Powered Air Purifying Respirators (PAPR) that are designed or modified for defence against agents or materials, listed in Technical Notes For the purposes of : 1. Full face masks are also known as gas masks. 2. Filter canisters include filter cartridges. 1. A. 4. a. 1. "Biological agents"; 2. 'Radioactive materials'; 3. Chemical warfare (CW) agents; or 4.

9 "Riot control agents , including: a. -Bromobenzeneacetonitrile, (Bromobenzyl cyanide) (CA) (CAS 5798-79-8); b. [(2-chlorophenyl) methylene] propanedinitrile, (o-Chlorobenzylidenemalononitrile) (CS) (CAS 2698-41-1); c. 2- Chloro-1- phenylethanone, Phenylacyl chloride( -chloroacetophenone) (CN) (CAS 532-27-4); d. Dibenz-(b,f)-1,4-oxazephine, (CR) (CAS 257-07-8); e. 10-Chloro-5,10-dihydrophenarsazine, (Phenarsazine chloride), (Adamsite), (DM) (CAS 578-94-9); f. N-Nonanoylmorpholine, (MPA) (CAS 5299-64-9); b. Protective suits, gloves and shoes, specially designed or modified for defence against any of the following: 1. "Biological agents"; 2. 'Radioactive materials'; or 3.

10 Chemical warfare (CW) agents; c. Detection systems, specially designed or modified for detection or identification of any of the following, and specially designed components therefor: 1. "Biological agents"; 2. 'Radioactive materials'; or 3. Chemical warfare (CW) agents. _____ Dual-Use LIST - CATEGORY 1 - SPECIAL MATERIALS AND RELATED EQUIPMENT _____ WA-LIST (17) 1 - 6 - 07-12- 2017 1. A. 4. d. Electronic equipment designed for automatically detecting or identifying the presence of "explosives" residues and utilising 'trace detection' techniques ( , surface acoustic wave, ion mobility spectrometry, differential mobility spectrometry, mass spectrometry). Technical Note 'Trace detection' is defined as the capability to detect less than 1 ppm vapour, or 1 mg solid or liquid.